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Chapter Summary

Cancers Staged Using This Staging System

Cutaneous squamous cell carcinoma (CSCC), cutaneous carcinoma (CC), basal cell carcinoma (BCC) of the head and neck and all other nonmelanoma skin carcinomas of the head and neck (except Merkel cell carcinoma [MCC]) are staged in this chapter. Anatomic site of external vermilion lip is included (and is excluded from Oral Cavity) because it has a more similar embryologic origin to skin, and its etiology - which is often based on ultraviolet (UV) exposure - is more similar to other nonmelanoma cancers.

Cancers Not Staged Using This Staging System

These histopathologic types of cancer…Are staged according to the classification for…and can be found in chapter…
Merkel cell carcinomaMerkel cell carcinoma46
Carcinoma of the eyelidEyelid Carcinoma64
Carcinoma of the vulvaVulva50
Carcinoma of the penisPenis57
Perianal carcinomaAnus21
Cutaneous squamous cell carcinoma and basal cell carcinoma of the skin outside the head and neckNo AJCC staging systemN/A

Summary of Changes

ChangeDetails of ChangeLevel of Evidence
Chapter TitleThe chapter title has been changed from “Cutaneous Squamous Cell Carcinoma of the Head and Neck” to “Cutaneous Carcinoma of the Head and Neck” to encompass the other histologic types classified in this section.IV
ICD-O-3 Topography CodesThe distinction between vermilion border and external lip has been removed from the description of C00.0 external upper lip, C00.1 external lower lip, and C00.2 external lip, NOS. C00.6 Commissure of lip has been added to this classification. This classification now includes all of external lip, including the dry vermilion border, because it has a more similar embryologic origin to skin and its etiology which is often based on ultraviolet (UV) exposure and is more similar to other nonmelanoma cancers.IV
Definition of Primary Tumor(T)Size cutoffs have been clarified as follows: T1 describes tumor smaller than or equal to 2 cm; T2 describes tumor larger than 2 cm, but smaller than or equal to 4 cm; T3 describes tumor larger than 4 cm.IV

ICD-O-3 Topography Codes

CodeDescription
C00.0External upper lip
C00.1External lower lip
C00.2External lip, NOS
C00.6Commissure of lip
C44.0Skin of lip, NOS
C44.2External ear
C44.3Skin of other and unspecified parts of face
C44.4Skin of scalp and neck

WHO Classification of Tumors

This list includes histology codes and preferred terms from the WHO Classification of Tumors and the International Classification of Diseases for Oncology (ICD-O). Most of the terms in this list represent malignant behavior. For cancer reporting purposes, behavior codes /3 (denoting malignant neoplasms), /2 (denoting in situ neoplasms), and in some cases /1 (denoting neoplasms with uncertain and unknown behavior) may be appended to the 4-digit histology codes to create a complete morphology code.

CodeDescription
8070Squamous cell carcinoma
8090Basal cell carcinoma
8091Superficial basal cell carcinoma
8092Infiltrating basal cell carcinoma
8093Fibroepithelial basal cell carcinoma
8103Proliferating trichilemmal tumor
8110Pilomatriceal carcinoma
8200Adenoid cystic carcinoma
8211Tubular carcinoma
8401Apocrine carcinoma
8402Hidradenocarcinoma
8403Spiradenocarcinoma
8407Microcystic adnexal carcinoma
8408Digital papillary carcinoma
8409Porocarcinoma
8410Sebaceous carcinoma
8480Mucinous carcinoma
8940Malignant mixed tumor
8982Myoepithelial carcinoma

LeBoit PE, Burg G, Weedon D, Sarasin A, eds. World Health Organization Classification of Tumours Pathology and Genetics of Skin Tumours. Lyon: IARCPress; 2006. Used with permission.

International Agency for Research on Cancer, World Health Organization. International Classification of Diseases for Oncology. ICD-O-3-Online.http://codes.iarc.fr/home. Accessed September 29, 2017. Used with permission.

Introduction

This chapter continues the multidisciplinary effort that the American Joint Committee on Cancer (AJCC) began with the AJCC Cancer Staging Manual, 7th Edition (7th Edition) to provide a mechanism for staging nonmelanoma skin cancers. In total, seven board-certified disciplines collaborated to develop this chapter: Dermatology, Otolaryngology-Head and Neck Surgery, Surgical Oncology, Dermatopathology, Oncology, Radiation Oncology, and Plastic Surgery. The title of this chapter reflects the scope of the data, which are focused on and may be staged according to the CC staging system. In the absence of cancer registry data for nonmelanoma skin cancer (owing to its commonness and subsequent unfeasibility of tracking all cases) the T category is based on tumor risk factors that have been shown to be independent prognostic factors for poor outcomes (local recurrence, nodal or regional metastasis, distant metastasis, or disease-specific death) in studies employing multivariate analysis. Several such studies have been published since the 7th Edition. T4 category is reserved for bony extension or involvement, perineural invasion of the skull base or foramena, or presence of four or more of the risk factors mentioned above. Nodal (N) category has been completely revised to reflect published evidence-based data demonstrating that survival decreases with increasing nodal size and number of nodes involved. Because the majority of CC tumors occur on the head and neck, the AJCC Cancer Staging Manual, 8th Edition (8th Edition) staging system for cutaneous carcinoma of the head and neck was developed by the AJCC Head and Neck Expert Panel. This staging system applies to head and neck cutaneous carcinomas.

The term nonmelanoma skin carcinoma (NMSC) includes approximately 82 types of skin malignancies with wide variability in prognosis, ranging from those that generally portend a poor prognosis, such as MCC which subsequently has its own separate staging system (Chapter 46), to the far more frequent and clinically favorable basal cell carcinoma (BCC) and cutaneous squamous cell carcinoma (CSCC). Although the discussion in this chapter focuses primarily on CSCC, the staging system applies to all NMSC of the head and neck except MCC. Recently published data regarding prognostic factors have been utilized as the basis for this new and revised staging system.

The incidence of CSCC and other carcinomas of the skin varies globally, but it is thought to have been increasing overall since the 1960s at a rate of 3-8% per year.1 In the United States, NMSC is the most frequently diagnosed cancer.2 Although the vast majority of these tumors present at Stage I and Stage II, CSCC is responsible for the majority of NMSC deaths3 and accounts for approximately 20% of all skin cancer-related deaths.4 Due to lack of registry data, the precise number of deaths due to CSCC is unknown but has been estimated to be between 3,900 and 8,800 in the United States annually.5 The high incidence of CSCC and BCC is thought to be mostly the result of sun exposure and mutagenic effects of UV light.6 BCC and CSCC tumors are far more common in light-skinned individuals (those who sunburn readily, e.g., Fitzpatrick types I-III) and are typically located on anatomic areas exposed to the sun, such as the head, neck, or extremities. The incidence varies with geographic latitude, as well as with regions of atmospheric ozone depletion, with a high incidence in such areas as Australia and New Zealand.1,7-14 Other risk factors for developing NMSC include advanced age and induced or acquired immunosuppression, seen after solid organ transplantation15-17 or in patients diagnosed and treated for leukemia or lymphoma, particularly chronic lymphocytic leukemia.18,19 Male gender is a well-described risk factor for the development of CSCC.6

A revised staging system is described herein, along with operational definitions of the T, N, and M categories. This new staging system was based on published data demonstrating a significantly increased risk of recurrence or death associated with specific clinical and histologic features. This revised version of CC staging more accurately reflects the prognosis and natural history of CC and therefore will be more applicable to treatment planning and design of clinical trials for carcinomas of the skin. Because a significant number of NMSC primaries occur on the head and neck, the revised staging system was developed within the Head and Neck Carcinoma Staging Expert Panel. The major differences between the new chapter entitled “Cutaneous Carcinoma of the Head and Neck” and the chapter found in the 7th Edition are summarized in the section on Additional Factors Recommended for Clinical Care.

Classification Rules

Primary Site(s)

CSCC and other carcinomas can occur anywhere on the skin. CSCC and BCC most commonly arise on anatomic sites that have been exposed to sunlight.6 CSCC can also arise in skin that was previously scarred or ulcerated, that is, at the sites of burns and chronic ulcers (chronic inflammation). All of the components of the skin (epidermis, dermis, and adnexal structures) can give rise to malignant neoplasms.

Nonaggressive NMSC, such as BCC, usually grow solely by local extension, both horizontally and vertically. Continued local extension may result in growth into deep structures, including adipose tissue, cartilage, muscle, and bone. Perineural extension is a particularly insidious form of local extension, as this is often clinically occult. If neglected for an extended length of time, nodal metastasis can occur with otherwise nonaggressive NMSC.

Aggressive NMSC, including CSCC and some types of sebaceous and eccrine neoplasms, also grow by local lateral and vertical extension early in their natural history. Once deeper extension occurs, growth may become discontinuous, resulting in deeper local extension, in-transit metastasis, and nodal metastasis. In more advanced cases, CSCC and other tumors can extend along cranial foramina through the skull base into the cranial vault. Uncommon types of NMSC vary considerably in their propensity for metastasis.

Regional Lymph Nodes

When deep invasion and eventual metastasis occurs, local and regional lymph nodes are the most common sites of metastasis. Nodal metastasis usually occurs in an orderly manner, initially in a single node, which expands in size. Eventually, multiple nodes become involved with metastasis. Metastatic disease may spread to secondary nodal basins, including contralateral nodes when advanced. Uncommonly, nodal metastases may bypass a primary nodal basin.

Metastatic Sites

Nonaggressive NMSC more often involves deep tissue by direct extension than by metastasis. After metastasizing to nodes, CSCC may spread to visceral sites, including lung. Unlike most other forms of cancer, the majority of deaths from CSCC (81%) appear to result from uncontrolled loco-regional recurrence, rather than from distant organ metastasis.20

Clinical Classification

The clinical staging of skin cancer is based on inspection and palpation of the involved area and the regional lymph nodes. Imaging studies may be important to stage CC for which there is clinical suspicion for nodal metastasis or bone invasion. Information from biopsies of the primary tumor, lymph nodes, and distant metastases can be included in the clinical classification.

Patients with CSCC in situ are categorized as Tis. Carcinomas that are indeterminate or cannot be staged should be assigned category TX. Small primary tumors less than 2 cm with no high-risk features are categorized as T1, and tumors greater than 2 cm and less than or equal to 4 cm as T2. In addition to size greater than 4 cm, clinical high-risk features defining primary tumors as T3 include (1) depth of invasion (DOI) beyond the subcutaneous fat or greater than or equal to 6 mm (as measured from the granular layer of adjacent normal epidermis to the base of the tumor); (2) perineural invasion defined as clinical or radiographic involvement of named nerves without skull base invasion or transgression or tumor cells within the nerve sheath of a nerve lying deeper than the dermis or measuring greater than or equal to 0.1 mm in caliber; and/or (3) minor bone erosion. T4a includes tumors demonstrating gross cortical bone erosion with marrow invasion, and T4b includes tumors with skull base invasion and/or skull base foramen involvement.

Local and regional metastases most commonly present in the regional lymph nodes. The actual status of nodal metastases identified by clinical inspection or imaging and the status and number of positive and total nodes by pathologic analysis must be reported for staging purposes. In instances where lymph node status is not recorded, a category of NX is used. A solitary parotid or regional lymph node metastasis measuring 3 cm or smaller in size without extranodal extension (ENE) is categorized as N1. In clinical evaluation, the greatest diameter of the nodal mass should be measured. The three categories of clinically positive nodes are N1, N2, and N3. Midline nodes are considered ipsilateral nodes.

Imaging studies showing amorphous spiculated margins of involved nodes or involvement of internodal fat resulting in loss of normal oval-to-round nodal shape strongly suggest extranodal tumor spread; however, pathologic examination is necessary to prove its presence. No imaging study can currently identify microscopic foci of cancer in regional nodes or distinguish between small reactive nodes and small malignant nodes (in the absence of central radiographic inhomogeneity).

The effect of ENE on prognosis of head and neck cancers is profound. Accounting for this important prognostic feature was considered critical in revising staging. Most of the data supporting ENE as an adverse prognostic factor are based on histopathological characterization of ENE, especially the distinction between microscopic and macroscopic or gross ENE. Therefore, only unquestionable ENE is to be used for clinical staging, as in the uncertain rule of the TNM staging that mandates that the lower category for any given situation should be selected in ambiguous cases. For clinical ENE, the known inability of current imaging modalities to define ENE accurately mandated that stringent criteria be met prior to assigning a clinical diagnosis of ENE. However, unambiguous evidence of gross ENE on clinical examination (e.g., invasion of skin, infiltration of musculature/dense tethering to adjacent structures, or cranial nerve, brachial plexus, sympathetic trunk, or phrenic nerve invasion with dysfunction) supported by strong radiographic evidence permit classification of disease as ENE(+). Pathological ENE is clearly defined in the section on Pathological Classification. Again, if there is doubt or uncertainty of the presence of ENE, the case should be categorized as ENE(-).

Distant metastases are staged primarily by the presence (M1) or absence (M0) of metastases in distant organs or sites outside of the regional lymph nodes.

Imaging

Primary CC of the head and neck are present on sun-exposed areas of the skin; therefore, assessment of size is usually derived in a straightforward manner from clinical examination and does not require imaging. T1 and T2 tumors rarely exhibit nodal metastasis and are staged primarily by clinical examination without additional imaging. However, the presence of adverse prognostic factors noted after excision of the primary tumor, including those that increase T stage, is often an indicator of aggressive behavior and may indicate additional imaging to assess occult nodal metastasis. These imaging modalities may include computed tomography (CT) of the neck and/or magnetic resonance (MR) imaging with contrast enhancement, as well as other modalities. Stage III-IV cancers routinely undergo imaging prior to therapy, including a neck CT and/or MR imaging with contrast enhancement, as well as other modalities, such as a positron emission tomography (PET)-CT scan. Imaging with chest X-ray, chest CT, or PET-CT may be employed for clinical Stage III-IV cancer to screen for the presence of distant metastatic spread.

Information derived from these imaging tests includes T category based on size and DOI of tumor, as well as the presence of perineural invasion that can be noted on MR imaging because of involvement of named cranial nerves. In addition, the presence, size, and number of cervical nodal metastases and presence of ENE may be defined by contrast-enhanced neck CT, MR imaging, or PET-CT. A suggested structure for reporting in the medical record is as follows:

  • Primary tumor: Location, size, characterization (when applicable).
  • Local extent: involved structures
  • Perineural spread
  • Lymph node involvement (if assessable) and location by level and anatomic site
  • Presence of ENE
  • Distant spread
  • Other findings relevant to staging or treatment

Pathological Classification

Complete resection of the primary tumor site is required for accurate pathological staging and for cure. Surgical resection of lymph node tissue is necessary when involvement is suspected. Pathologists should report key histologic characteristics of the tumor, particularly depth, grade/differentiation, and perineural invasion. Low-grade tumors show considerable cell differentiation, uniform cell size, infrequent cellular mitoses and nuclear irregularity, and intact intercellular bridges. High-grade tumors show poor differentiation, spindle cell characteristics, necrosis, high mitotic activity, and deep invasion. Depth of CC invasion, as measured by both Breslow millimeter depth21 (measured from granular layer of adjacent normal skin to base of tumor so as to exclude the exophytic component) and tissue level depth, correlates with metastatic potential.

For assessment of pathological node status (pN), a selective neck dissection often is required and ordinarily should include 10 or more lymph nodes. A comprehensive (radical or modified radical neck dissection) ordinarily will include 15 or more lymph nodes. Examination of a smaller number of tumor-free nodes still mandates a pN0 designation.

Surgically resected metastatic nodes should be examined for the presence and extent of ENE. ENE detected on histopathologic examination is designated as ENEmi (microscopic ENE less than or equal to 2 mm) or ENEma (major ENE greater than 2 mm). Both ENEmi and ENEma qualify as ENE(+) for definition of pN. Any ENE is used to define pathological ENE(+) nodal status.

Registry Data Collection Variables
  1. ENE clinical presence or absence
  2. ENE pathological presence or absence
  3. Preoperative clinical tumor diameter in millimeters
  4. Tumor thickness in mm (as measured from the granular layer of adjacent normal epidermis to the base of the tumor) and/or tissue level
  5. Presence/absence of perineural invasion including millimeter
  6. Primary site location on ear, temple, lip (hair-bearing vs. vermilion), or cheek
  7. High-risk histologic features (poor differentiation, desmoplasia, sarcomatoid differentiation, undifferentiated)
  8. Immune status (immunosuppressed or not) and cause of immunosuppression, if present
  9. Depression
  10. Comorbidities

Prognostic Factors

Prognostic Factors Required for Stage Grouping

Beyond the factors used to assign T, N, or M categories, no additional prognostic factors are required for stage grouping.

Additional Factors Recommended for Clinical Care

Most studies that analyze early-stage CC are retrospective in nature and therefore classified as level II evidence. However, several recent studies have included multivariate analysis, including one prospective level I evidence investigation.21 The revision of the staging system for Stage I, II, and III CC was primarily based on consensus opinion of the Head and Neck Expert Panel. Poor prognosis for recurrence and metastasis has been correlated with multiple factors, such as anatomic site, tumor diameter, poor differentiation, perineural invasion, and DOI. These prognostic factors are discussed in detail; they apply primarily to CSCC and an aggressive subset of NMSC, but rarely to BCC. The following rationale determined the multiple factors used for the T and N categories.

Extranodal Extension

The presence or absence of ENE is required to assign N category. ENE is defined as extension through the lymph node capsule into the surrounding connective tissue, with or without associated stromal reaction.22-25 Unambiguous evidence of gross ENE (i.e., defined as invasion of skin, infiltration of musculature/fixation to adjacent structures on clinical examination, cranial nerve, brachial plexus, sympathetic trunk or phrenic nerve invasion with dysfunction) is a sufficiently high threshold to classify these as clinical ENE(+).

AJCC Level of Evidence: III

Tumor Diameter

Tumor diameter refers to the maximum clinical diameter of the CC lesion (preoperatively based on physical exam). Tumor diameter larger than 2 cm changes the T category to T2. Multiple studies corroborate a correlation between tumor diameter and more biologically aggressive disease, including local recurrence and metastasis in multivariate analysis.20,21,26-29 Two of these studies point toward size of 2 cm as a threshold beyond which tumors are more likely to metastasize to lymph nodes.20,21 A 2.1 fold risk of nodal metastasis for tumors larger than 2 cm was noted when prospectively reviewing risk factors for poor prognosis in 615 patients with CSCC.21 Another study of 985 CSCC patients found that tumors 2 cm or larger were associated with a 5.6-fold higher risk of local recurrence, a 7.0-fold higher risk of nodal metastasis, and a 15.9-fold higher risk of death from CSCC.20 The 2 -cm threshold was decided upon for assigning a T2 category because of the existing published data that a clinical diameter larger than 2 cm is associated with a poor prognosis. In addition, this breakpoint allows continued congruence between CC and Head and Neck Staging. A further cut point of 4 cm was included for assigning a T3 category because one study showed this to be predictor of particularly poor outcomes, with a 4.5-fold increase in disease-specific death in tumors 4 cm or larger in diameter.28

Although 2 cm is recognized by many to be an important size cutoff, the metastatic potential of tumors smaller than 2 cm cannot be ignored, as they too can metastasize. Multiple studies have identified several other factors independently associated with elevated risks of recurrence, metastasis, and/or death. These factors are weighted on an equal basis with size of greater than 2 cm because there are no clear means of differentiating the significance of prognostic factors.

AJCC Level of Evidence: Not identified

Depth of Tumor

Recent studies show that both tumor thickness (measured in millimeters) and the tissue level of invasion are important variables for the prognosis of CSCC. Prospective studies show that increasing tumor thickness21,30 and anatomic DOI30 correlate with an increased risk of metastases. In one study, no metastases were present with primary tumors less than 2 mm in depth (tumor thickness), but 16% of cases with tumors greater than 6 mm in depth had metastases.21 This study also found that tumors greater than 6 mm in depth had a 6.0-fold higher risk of local recurrence and nodal metastasis on multivariate analysis.21 Another study reported increasing metastatic rates as tumor invasion progressed from dermis (0.0% risk) to subcutaneous adipose tissue (4.1% risk), to muscle or bone (12.5% risk).30 A 5-20% increase in nodal metastasis risk has been reported for each 1-mm increase in tumor thickness.27,31

Traditional Breslow depth is measured from the granular layer to the base of the tumor. In CSCC, however, the granular layer is lost and simply measuring from the surface of the tumor to the base may overestimate prognostic impact because the dead keratotic surface of tumors may contribute little prognostically, and some exophytic CSCCs, such as keratoacanthomas, have a low risk of metastases. Thus, the authors recommend that millimeter depth be measured from the granular layer of adjacent normal skin to the base of the tumor to avoid these issues. Such measurement is assumed in the staging system herein.

Two studies employing multivariate analysis have shown DOI past the subcutaneous fat to be associated with poor outcomes.20,29 Invasion past subcutaneous fat was associated with a 9.3-fold increased risk of nodal metastasis and a 13.0-fold increased risk of death from CSCC. A smaller study of 256 patients with high-risk CSCC (defined as those with one of the following risk factors: perineural or lymphovascular invasion, poorly differentiated histology, depth beyond subcutaneous fat, diameter of at least 2 cm, location on the ear, or location on the vermilion lip) found that invasion past subcutaneous fat was associated with 7.2-fold higher risk of nodal metastasis and 4.1-fold higher risk of death from CSCC.29

Based on the data above, the 8th Edition CC staging system incorporates deep invasion, defined as either greater than 6 mm depth as measured above or invasion past subcutaneous fat (to fascia, muscle, perichondrium, periosteum, etc.), as one of the high-risk features in the T category. Differentiation between the prognostic contributions of millimeter thickness versus tissue level of invasion will depend on future studies.

AJCC Level of Evidence: Not identified

Anatomic Site

Specific anatomic locations including the lip (vermilion and hair-bearing), ear, temple, and cheek have an increased risk of local recurrence and metastatic potential in multivariate studies and thus have been categorized as high risk in the this staging system.20,21,26 Location is not part of T categorization because studies have varied in how location was classified. In a large retrospective study of about 9,000 CSCC patients, tumors located on the ear/cheek and lip were 3.0 and 4.8 times more likely, respectively, to result in nodal metastasis than tumors located on other anatomic sites.26 A prospective study found similar results with a 3.6-fold increased risk of nodal metastasis for tumors located on the ear.21 Another study found that location on ear or temple was independently associated with an increased risk of local recurrence, nodal metastasis, and death from CSCC.20

AJCC Level of Evidence: Not identified

Perineural Invasion

Four studies have shown perineural invasion (PNI, defined as tumor cells within the nerve sheath) is an independent factor associated with poor outcomes.20,26,28,32 Two additional studies showed small-caliber PNI (involving nerves less than 0.1 mm in caliber) to have no independent association with poor outcomes, indicating that invasion of small dermal nerve fibers alone may not significantly affect prognosis.33,34 In a study of 114 CSCC cases with PNI, the risk of nodal metastasis CSCC was significantly higher in patients with large-caliber (risk 17%) versus small-caliber (risk 4%) PNI.33 Another study found that the risk of nodal metastasis and CSCC death in cases with large-caliber PNI was 18% and 22%, respectively.34 Thus, larger caliber (greater than or equal to 0.1 mm) nerve invasion is a risk factor in the 8th Edition staging system. Because most nerves deep to the dermis are greater than 0.1 mm in caliber, nerve invasion beyond the dermis also is a risk factor.

AJCC Level of Evidence: Not identified

Histopathologic Grade or Differentiation and Desmoplasia

Early studies recognized that the histological grade or degree of differentiation of a CSCC affects prognosis: the more well-differentiated, the less aggressive the clinical course.35,36 In 1978, Mohs, in his review of “microscopically controlled surgery,” reported significant differences in cure rates for well-differentiated tumors (99.4%) compared with poorly differentiated tumors (42.1%).37 More recently, three studies have confirmed poor differentiation to be independently associated with recurrence, metastasis, and death.20,26,29 Patients with poorly differentiated CSCCs have a 2.5-fold to 3.0-fold20,29 higher risk of local recurrence and a 3.3-fold to 6.1-fold20,26,29 higher risk of nodal metastasis than patients with well-differentiated CSCCs. Death due to CSCC is also higher in poorly differentiated CSCCs with a 4.1-6.7 times higher risk reported.20,29

Other studies have found desmoplasia to be associated with poor outcomes.21,38,39 Desmoplasia, single-cell spread, and poor or sarcomatoid differentiation can often occur together and are all suggestive of an aggressive tumor phenotype. Thus, CC staging in the 8th Edition continues to include aggressive histologic features (poorly differentiated tumors) as one of the several high-risk features and expands that definition to include desmoplasia and sarcomatoid presentations. Specific associations of these histologic subtypes independent of other risk factors are not definitive and, therefore, they have not been included as determinants of T categorization.

AJCC Level of Evidence: Not identified

Extension to Bony Structures

In the AJCC Cancer Staging Manual, 6th Edition (6th Edition), the T4 designation was used for tumors that “invaded extradermal structures.” The most common and important instances of deep anatomic extension for CSCC involve extension to bone and perineural extension to skull base. Based on these considerations, in the 7th Edition, T3 and T4 were reserved for these presentations of locally advanced disease consistent with data from several head and neck studies suggesting that CSCC extending to skull base is associated with poor prognosis, similar to advanced lymph node disease.9-12,40-42 Subsequent cohort studies, however, have shown that although these presentations do connote a poor prognosis, they are very rare for primary CSCC and thus few tumors are in the T3 and T4 categories as designated by the 7th Edition staging system. This resulted in most cases of poor outcomes occurring in what the 7th Edition staged as T2 cases.29,34 To improve upon this, the 8th Edition CC staging groups all bone and skull base invasion in T4 because they are likely similar in their poor prognosis.

AJCC Level of Evidence: Not identified

Nodal Disease

Since the 6th Edition, multiple studies have examined the outcomes in patients with CSCC and regional lymph node metastasis.10,12,40,41 These studies show that the number of nodes involved and the size of lymph node metastasis correlate with poor prognosis.

Based on data from O'Brien, et al.,9 the NMSC Expert Panel decided that sufficient evidence exists to stage patients according to increasing nodal disease. Although preliminary data exist to suggest that cervical nodal disease may portend a worse prognosis than similar disease in the parotid, the data are insufficient to support this separation at this time. Separating facial nerve involvement or involvement of the skull base (now T4) from extensive parotid disease will further clarify the prognosis of these patients.

AJCC Level of Evidence: Not identified

Immunosuppression and Advanced Disease

It is well known that immunosuppressed patients are at risk for developing malignancies, especially CSCCs. Organ transplant recipients develop CSCC 65 times more frequently than age-matched controls.43,44 The CSCCs in immunocompromised patients are more numerous and tend to recur and metastasize at a higher rate.15,16,45-51 It has been reported that immunocompromised patients have a 7.2 times increased risk of local recurrence and a 5.3 times increased risk of any recurrence of disease.52 Mortality also is increased with skin cancer, the fourth most common cause of death in a renal transplant cohort.53 In transplant recipients, CSCC develops 10-30 years earlier than in immunocompetent hosts.3,4 Strong consideration was given therefore toward including immunosuppression as a risk factor. However, in studies employing multivariate analysis, only a single study showed immunosuppression independently associated with poor outcomes,21 possibly because immunosuppression is a broad category with varying degrees of associated immune dysfunction and variable prognostic effects. It is therefore not part of the staging system. This factor (including type or cause of immunosuppression) should be collected by cancer registries and investigators as a potentially important prognostic factor. Centers collecting such data and performing studies may designate immunosuppressed status with an “I” after the staging designation.

AJCC Level of Evidence: Not identified

Overall Health

In addition to the importance of the TNM factors outlined previously, the overall health of these patients clearly influences outcome. An ongoing effort to better assess prognosis using both tumor and nontumor-related factors is underway. Chart abstraction will continue to be performed by cancer registrars to obtain important information regarding specific factors related to prognosis. These data will then be used to further hone the predictive power of the staging system in future revisions.

AJCC Level of Evidence: III

Comorbidity

Comorbidity can be classified by specific measures of additional medical illnesses.54 Accurate reporting of all illnesses in the patient's medical record is essential to assessment of these parameters. General performance measures are helpful in predicting survival. The AJCC strongly recommends the clinician report performance status using the Eastern Cooperative Oncology Group (ECOG), Zubrod, or Karnofsky performance measures, along with standard staging information. An interrelationship between each of the major performance tools exists.

Zubrod/ECOG Performance Scale
0Fully active, able to carry on all pre-disease activities without restriction (Karnofsky 90-100)
1Restricted in physically strenuous activity, but ambulatory and able to carry out work of a light or sedentary nature. For example, light housework, office work (Karnofsky 70-80)
2Ambulatory and capable of all self-care but unable to carry out any work activities. Up and about more than 50% of waking hours (Karnofsky 50-60)
3Capable of only limited self-care, confined to bed or chair 50% or more of waking hours (Karnofsky 30-40)
4Completely disabled. Cannot carry on self-care. Totally confined to bed (Karnofsky 10-20)
5Death (Karnofsky 0)
AJCC Level of Evidence: II

Lifestyle Factors

Lifestyle factors, such as tobacco and alcohol abuse, negatively influence survival. Accurate recording of smoking in pack-years and alcohol in number of days drinking per week and number of drinks per day will provide important data for future analysis. Nutrition is important to prognosis and will be indirectly measured by weight loss of greater than 5% of body weight in the previous 6 months.55 Depression adversely affects quality of life and survival. Notation of a previous or current diagnosis of depression should be recorded in the medical record.56

AJCC Level of Evidence: III

Tobacco Use

The role of tobacco as a negative prognostic factor is well established. However, exactly how this could be codified in the staging system is less clear. At this time, smoking is known to have a deleterious effect on prognosis but that effect is hard to accurately apply to the staging system.

Smoking history should be collected as an important element of the demographics and may be included in Prognostic Groups in the future. For practicality, the minimum standard should classify smoking history as never, less than or equal to 10 pack-years, greater than 10 but less than or equal to 20 pack-years, or greater than 20 pack-years.

AJCC Level of Evidence: III

The authors have not noted any emerging factors for clinical care.

Risk Assessment

Risk Assesment Models

The AJCC recently established guidelines that will be used to evaluate published statistical prediction models for the purpose of granting endorsement for clinical use.57 Although this is a monumental step toward the goal of precision medicine, this work was published only very recently. Therefore, the existing models that have been published or may be in clinical use have not yet been evaluated for this cancer site by the Precision Medicine Core of the AJCC. In the future, the statistical prediction models for this cancer site will be evaluated, and those that meet all AJCC criteria will be endorsed.

Recommendations

Due to the paucity of information regarding other factors affecting CC prognosis, no recommendations regarding clinical trial stratification are given.

TNM Definitions

Definition of Primary Tumor (T)

T CategoryT Criteria
TXPrimary tumor cannot be assessed
TisCarcinoma in situ
T1Tumor smaller than or equal to 2 cm in greatest dimension
T2Tumor larger than 2 cm, but smaller than or equal to 4 cm in greatest dimension
T3Tumor larger than 4 cm in maximum dimension or minor bone erosion or perineural invasion or deep invasion
T4Tumor with gross cortical bone/marrow, skull base invasion and/or skull base foramen invasion
T4aTumor with gross cortical bone/marrow invasion
T4bTumor with skull base invasion and/or skull base foramen involvement

Deep invasion is defined as invasion beyond the subcutaneous fat or greater than 6 mm (as measured from the granular layer of adjacent normal epidermis to the base of the tumor); perineural invasion for T3 classification is defined as tumor cells within the nerve sheath of a nerve lying deeper than the dermis or measuring 0.1 mm or larger in caliber, or presenting with clinical or radiographic involvement of named nerves without skull base invasion or transgression.

Definition of Regional Lymph Node (N)

Clinical N (cN)
N CategoryN Criteria
NXRegional lymph nodes cannot be assessed
N0No regional lymph node metastasis
N1Metastasis in a single ipsilateral lymph node, 3 cm or smaller in greatest dimension and ENE(-)
N2Metastasis in a single ipsilateral node larger than 3 cm but not larger than 6 cm in greatest dimension and ENE(-); or metastases in multiple ipsilateral lymph nodes, none larger than 6 cm in greatest dimension and ENE(-); or in bilateral or contralateral lymph nodes, none larger than 6 cm in greatest dimension and ENE(-)
N2aMetastasis in a single ipsilateral node larger than 3 cm but not larger than 6 cm in greatest dimension and ENE(-)
N2bMetastases in multiple ipsilateral nodes, none larger than 6 cm in greatest dimension and ENE(-)
N2cMetastases in bilateral or contralateral lymph nodes, none larger than 6 cm in greatest dimension and ENE(-)
N3Metastasis in a lymph node larger than 6 cm in greatest dimension and ENE(-); or metastasis in any node(s) and clinically overt ENE [ENE(+)]
N3aMetastasis in a lymph node larger than 6 cm in greatest dimension and ENE(-)
N3bMetastasis in any node(s) and ENE(+)

A designation of “U” or “L” may be used for any N category to indicate metastasis above the lower border of the cricoid (U) or below the lower border of the cricoid (L). Similarly, clinical and pathological ENE should be recorded as ENE(-) or ENE(+).

Pathological N (pN)
N CategoryN Criteria
NXRegional lymph nodes cannot be assessed
N0No regional lymph node metastasis
N1Metastasis in a single ipsilateral lymph node, 3 cm or smaller in greatest dimension and ENE(-)
N2Metastasis in a single ipsilateral lymph node, 3 cm or smaller in greatest dimension and ENE(+); or larger than 3 cm but not larger than 6 cm in greatest dimension and ENE(-); or metastases in multiple ipsilateral lymph nodes, none larger than 6 cm in greatest dimension and ENE(-); or in bilateral or contralateral lymph node(s), none larger than 6 cm in greatest dimension, ENE(-)
N2aMetastasis in single ipsilateral node 3 cm or smaller in greatest dimension and ENE(+); or a single ipsilateral node larger than 3 cm but not larger than 6 cm in greatest dimension and ENE(-)
N2bMetastases in multiple ipsilateral nodes, none larger than 6 cm in greatest dimension and ENE(-)
N2cMetastases in bilateral or contralateral lymph node(s), none larger than 6 cm in greatest dimension and ENE(-)
N3Metastasis in a lymph node larger than 6 cm in greatest dimension and ENE(-); or in a single ipsilateral node larger than 3 cm in greatest dimension and ENE(+); or multiple ipsilateral, contralateral, or bilateral nodes, any with ENE(+); or a single contralateral node of any size and ENE(+)
N3aMetastasis in a lymph node larger than 6 cm in greatest dimension and ENE(-)
N3bMetastasis in a single ipsilateral node larger than 3 cm in greatest dimension and ENE(+); or multiple ipsilateral, contralateral, or bilateral nodes, any with ENE(+); or a single contralateral node of any size and ENE(+)

A designation of “U” or “L” may be used for any N category to indicate metastasis above the lower border of the cricoid (U) or below the lower border of the cricoid (L). Similarly, clinical and pathological ENE should be recorded as ENE(-) or ENE(+).

Definition of Distant Metastasis (M)

M CategoryM Criteria
M0No distant metastasis
M1Microscopic evidence of distant metastasis

Stage Prognostic

!!Calculator!!

When T is…and N is…and M is…Then the stage group is…
TisN0M00
T1N0M0I
T2N0M0II
T3N0M0III
T1N1M0III
T2N1M0III
T3N1M0III
T1N2M0IV
T2N2M0IV
T3N2M0IV
Any TN3M0IV
T4Any NM0IV
Any TAny NM1IV

Histopathologic type

The classification applies only to carcinomas of the skin, primarily CSCC, BCC, and other carcinomas. It also applies to the adenocarcinomas that develop from eccrine or sebaceous glands and to the spindle cell variant of CSCC. Microscopic verification is necessary to group by histologic type. One form of in situ CSCC or intraepidermal CSCC often is referred to as Bowen's disease. This lesion should be assigned Tis.

Histologic grade

HISTOLOGIC GRADE (G)

GG Definition
GXGrade cannot be assessed
G1Well differentiated
G2Moderately differentiated
G3Poorly differentiated
G4Undifferentiated

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