A. Introduction
- Types of Hematopoietic Stem Cell Transplantation (HSCT)
- Bone Marrow Transplantation (BMT)
- Peripheral Blood Stem Cell Transplantation (PBSC) - probably superior to BMT
- Cord (Placental) Blood Transplantation [2,7]
- In utero HSCT
- Autologous harvest with ex vivo stem (progenitor CD34+) cell expansion [8]
- Allogeneic (non-self donor) much more complicated than autologous transplantation
- Utility
- Treatment of congenital and acquired hematologic disorders including malignancies
- Rescue therapy after high dose chemotherapy and/or total body irradiation for malignancy
- Genetic diseases including immunodeficiencies, metabolic dysfunction [18]
- Severe autoimmune disorders including scleroderma, systemic juvenile arthritis (JCA) [12]
- Good efficacy in cyclophosphamide resistant systemic lupus erythematosus [13]
- Historical
- Allogeneic BMT was developed first in 1960s-70s
- Autologous BMT introduced in late 1970s
- PBSC was developed subsequently
- Costs [1]
- Autologous ~$80,000
- Allogeneic ~$150,000
B. Overview of Blood Cell Transplants
- Candidate recipient has major problem with hematologic cell lineage(s)
- This is due primarily to high expression of major histocompatibility antigens (MHC)
- The MHC and minor histocompatilibty antigens on donor cells signal recipient immune attack
- This causes a "host versus graft" situation and prevents engraftment
- Therefore, candidate recipient's immune system, even if deficient, must be suppressed
- Donor stem cells +/- other cell types are given to the recipient after immunosuppression
- Recipient will accept graft if the recipient's immune system is suppressed
- Donor stem cells engraft into recipient, but may cause graft versus host disease (GVHD)
- Degree of GVHD depends primarily on level of HLA matching between donor and recipient
- Recovery Following Transplantation [5]
- Most patients out of the hospital within 3-4 weeks
- Physical recovery to baseline can require more than 1 year
- Psychological recovery 3-5 years in many cases
- Depression following transplant is high
C. Obtaining Donor Hematopoietic Cells
- Bone Marrow (BM) Transplantation (BMT)
- Harvest from donor (autologous or allogeneic)
- Preharvest regimens - growth factors, chemotherapy, or nothing
- Repeated aspiration from posterior iliac crest for BMT only
- If cell harvest insufficient, try anterior iliac crest or sternum
- Need 100-300 million cells / kg recipient body weight
- Larger number of cells required for treatment of aplastic anemia
- PBSC are superior to BM derived cells in malignant hematologic disease
- Peripheral Blood Stem Cells (PBSC)
- Goal is to isolate hematopoietic stem cells from peripheral blood
- Surface protein CD34 appears to identify a population of these stem cells
- PBSC harvested after chemotherapy and growth factors (such as G-CSF)
- CD34+ stem cells are expanded ex vivo with growth factors [8]
- These ex vivo grown stem cells efficiently repopulate marrow [8]
- Stem cells are usually used to reconstitute marrow after very high dose chemotherapy
- These autologous PBSC transplants are better tolerated and more (cost) effective than standard autologous BMT [1,20]
- Expanded CD34+ cells showed ~1-2 day more rapid rescue of neutropenia and are very well tolerated [8]
- Transplanted T cells may home to adult thymus (thymic remnant) [35]
- PBSC appear to be able to differentiate to mature epithelial and liver cells [15]
- Umbilical Cord Blood Harvesting [3]
- Umbilical cord blood is rich in stem cells and can be used for transplant
- May be harvested, typed, and cryopreserved with no risk to "donor"
- Low likelihood of transmitting infections such as cytomegalovirus (CMV)
- Risk of acute or chronic graft versus host disease (GVHD) ~35% compared with BMT [36]
- Allogeneic unrelated donor transplantation provides reasonable graft acceptance and severe acute GVHD in 20% and chronic GVHD in ~30% [7]
- In children with acute leukemia, umbilical blood cell transplant with up to 2 HLA mismatches has similar 5 year outcomes to allogeneic transplant with less GVHD [4]
- In children with Hurler's disease, cord blood transplant with 1-3 HLA mismatches and a non-TBI preparative regimen had 20% acute GVHD and no significant chronic GVHD [16]
- In allogeneic matched cord blood transplants, repopulation of blood cells is delayed compared with BMT [36]
- HLA-mismatched cord blood can be used in adults with leukemia in the absence of an HLA-matched adult donor with similar outcomes [10,11]
- High levels of CD34+ cells in donor cord blood associated with improved outcomes [7]
- Cord blood harvested at delivery can be stored in public or private banks [2]
- In Utero Protocols
- For in utero procedure, T cell depleted or CD34+ enriched donors can be used
- Administration of cells should be carried out within 14 weeks for non-SCID fetuses
- For SCID fetuses, cells can be administred from 16.5 to 28 weeks
- Recipient ablation does not appear to be required
- Mixed chimerism can occur in successful cases (~20% success rate)
- Hepatocytes and epithelial cells of donor cell origin following PBSC transplant have been detected and are unrelated to severity of GVHD [15]
D. Preparation of Recipient: Immunoablation
- Must deplete most or all active immune cells (to prevent engraftment failure)
- Must destroy as many neoplastic cells as possible (goal is destroy all cells)
- Myeloablative Regimens
- Either chemotherapy alone or chemotherapy + total body irradiation (TBI)
- One common preparative regimen: cyclophosphamide ± busulfan
- Another preparative regimen: TBI + cyclophosphamide
- Combination high dose chemotherapy (melphalan, mitoxandrone, cyclophosphamide) can be used in dose-intensified chemotherapeutic regimens with autologous transplant
- Cord blood transplantation with 1-3 HLA mismatches can be accomplished without TBI [16]
- TBI is not associated with cross-resistance to chemotherapy, and reaches sites not reached by chemotherapy
- However, TBI requires specialized sites for irradiation and is associated with more toxicity than non-TBI regimens
- Selective radiation using targeted drugs (such as radioactive monoclonal antibodies) are being evaluated
- Nonmyeloablative Regimens [6]
- Used in miniallogeneic transplants (see below)
- Sufficient immunosuppression to allow engraftment of donor cells
- Fludarabine, thiotepa or melphalan, cyclophosphamide often used
- Tacrolimus (FK506) usually used to reduce graft versus host disease (GVHD)
- May allow more rapid immune and hematopoietic recovery than standard transplants
- May be associated with higher relapse rates but are better tolerated, particularly in elderly
- Anti-T cell Reagents: Anti-thymocyte globulin, OKT3, others for allogeneic transplants
- Conditioning for Acute GVHD [9]
- Recipient treated with total lymphoid irradiation + antithymocyte serum
- Reduced risk of acute GVHD to 2 in 37 transplants
- Maintained potent anti-tumor responses
- Consider for patients at risk for GVHD
- Gene marking studies have shown that marrow often contains tumor cells
- Therefore, improved purging regimens or stem cell isolation are needed
E. Allogeneic Transplant
- Indications for Allogeneic Transplant
- Aplastic Anemia - 50% long term survival
- Severe marrow infiltration by metastatic tumor, especially leukemias (AML, ALL)
- Chronic myelogenous leukemia
- Thalassemia
- Severe Combined Immunodeficiency - Adenosine Deaminase Deficiency and Others
- Wiskott-Aldrich Syndrome
- Chediak-Higashi Syndrome
- Graft versus leukemia effect may lead to improved disease free survival
- Fanconi's Anemia
- Especially effective in children
- Consideration in Allogenetic Transplants [6]
- Recipients are generally <55-60 years old
- Poorly tolerated procedure on older persons
- In standard allogeneic transplant, recipient's hematopoietic system is completely ablated
- Nonmyeloablative conditioning of recipient is increasing in safety and utility
- In these "miniallogeneic" transplants, nonablative chemotherapy is used to permit engraftment of donor cells without completely destroying host hematopoietic cells
- Result is chimeric hematopoietic system with reduced GVHD and good anticancer effect
- Nonmyeloablative transplants are better tolerated and may apply to older persons
- Nonmyeloablative transplants with T-cell depletion have been effective in lymphomas [22]
- Mortality Risk Score []
- 50 point risk score derived and validated includes 4 categories of increasing risk
- Major Risk Factors:
- Age >60 years
- Donor type: related mismatch > unrelated matched > related matched risk
- Disease risk: high > intermediate > low
- Conditioning Regimen: high radiation > low radiation > non-total body radiation > nonablative
- Carbon monoxide diffusing capacity (DLCO): low > high
- Serum alanine aminotransferase (ALT) level: high > low (borderline significance)
- Serum creatinine and FEV1 also of borderline significance
- Donors
- Twins permit a "syngeneic" transplant which behaves more like autologous (see below)
- HLA Matched Sibling Donors are available to ~30% of patients
- Chance of matched sibling ~ 1-(0.75)>N where N=number of siblings
- "Matched" unrelated donors (with T cell depletion)
- National Marrow Donor Program established to improve matches in USA
- Umbilical cord blood - HLA mismatches are acceptable and better tolerated with reduced GVHD and outcomes similar to matched allogeneic transplants [7,10,11]
- Allogeneic peripheral blood stem cells can be used in place of bone marrow transplants [40]
- Allogeneic peripheral blood stem cells have improved platelet reconstitution over BMT [40]
- Used for stem cell disease, cancer with severe marrow involvement, other
- CD28-blocked histoincompatible transplants may now be possible (see above) [29]
- T cell depleted allogeneic transplant has reduced GVHD, more rapid neutrophil recovery, reduced duration of initial hospitalization compared with cyclosporin/methotrexate [31]
- T cell depleted allogeneic transplant has less graft versus leukemia effect with higher leukemia relapse rates and trend to poorer survival than cyclosporin/methotrexate [31]
- Recipients treated with total lymphoid irradiation + anti-thymocyte serum have reduced risk of acute GVHD after allogeneic transplant [9]
- Graft Versus Host Disease (GVHD)
- Major problem with allogeneic transplant
- GVHD risk reduced with cord blood transplanteven with HLA mismatches [10,11]
- GVHD risk may be slightly increased in recipients of peripheral allogeneic stem cells [40]
- Degree of match inversely correlates with GVHD incidence
- GVHD may be acute (<1 month) and/or chronic (2-3 months)
- GVHD is a T cell mediated destruction of recipient organs
- Donor T cells are sometimes removed prior to transplant in some centers
- This reduces GVHD but increases rate of tumor relapses and graft failure
- Increasing dose of infused, T-cell depeleted donor cells increases engraftment [25]
- T cell depleted stem cells will engraft without GVHD even with HLA mismatch [25]
- Mismatches at HLA-A and HLA-C, but not HLA-D associated with GVHD [24]
- Induction of Anergy [29]
- Treatment of donor marrow with CD28 blockers in presence of irradiated recipient
- This provides first-signal stimulation, without coactivation signals
- Donor marrow becomes anergic specifically to recipient HLA/non-HLA antigens
- Incidence of GVHD is substantially reduced with this treatment
- Engraftment of treated donor bone marrow was not affected by treatment
- This kind of BMT is useful for patients without matched donors and with recurrent lymphoprofiliferative diseases
- Graft Failure
- Rejection usually due to host cell destruction of graft
- Usually in patients with aplastic anemia without TBI preparative regimen
- Increased failure risk correlates with number of blood transfusions prior to transplant
- In addition, T cell depleted grafts also have increased failure rate
- More immunosuppressive regimens given to recipient reduce failure rate
- Pneumonitis
- Acutely: fever, infiltrates, hypoxia, ARDS, alveolar hemorrhage
- Glucocorticoids are effective acutely in diffuse alveolar hemorrhage (DAH)
- Chronic: CMV infection probably responsible for a proportion of ARDS-like symptoms
- Treat with ganciclovir and/or foscarnet
- Other Problems
- Prolonged myelosuppression (infections in ~90% of cases; see below)
- Difficulty finding donor
- Poorer outcomes in elderly patients: increase in GVHD and poor tolerance
- Hepatic Venoocclussive Disease
- Hepatic complications reduced with ursodiol (Actigal®) treatment peritransplant [23]
- Mortality 10-20% depending on center and underlying disese
- Mortality may be >30% in older, high risk patients (usually with AML)
- Transplanted patients disease free after 2 years (CML, AML, ALL, aplastic anemia) are probably cured of the disease, but overall mortality higher than general population [30]
F. Autologous Transplant
- Used to reconstitute (rescue) bone marrow following intensive chemo- (radio-) therapy
- Dose intensive chemotherapy destroys marrow
- Unclear if dose intensive chemotherapy prolongs survival for many tumors
- Major problem is purging of neoplastic cells from marrow
- Detection of invading neoplastic cells has been a problem in the past
- Histologic identification is unreliable
- Polymerase chain reaction (PCR) has allowed highly sensitive detection
- Various "purging" regimens are used to remove neoplastic cells
- Purging Regimens
- Previously, chemotherapeutic agents were used (now out of favor)
- Monoclonal Abs very effective when available for deletion of tumor cells
- Positive selection of "stem" cells now possible
- Detection of residual neoplastic cells by culture and PCR
- Purging appears to reduce relapse in AML and Non-Hodgkin's Lymphoma (B cell types)
- Generally well tolerated
- Essentially no GVHD, little graft failure
- Can be done in patients >55 yeaars old
- Growth Factors
- Significantly reduce times to engraftment of marrow
- Currently, G-CSF, GM-CSF, and erythropoietin are used fairly routinely
- Studies using thrombopoietin and lymphocyte stimulators are increasing
- Stem cell factor (SCF, ancestim) may stimulate all lines including platelets [39]
- Growth factors may be used to expand progenitor cells ex vivo prior to infusion
- Large numbers of CD34+ progenitors are needed for ex vivo expansion
- Utility
- CML, CLL, Myelodysplastic Syndromes, Multiple Myeloma
- Intermediate and High Grade Non-Hodgkin's Lymphoma, Relapsing Hodgkin's Disease
- Autologous Marrow Transplant for Solid Tumor High Dose Chemotherapy
G. Early Side Effects [1]
- Mucositis
- Most common problem in short term
- Associated with myeloablative regimens and methotrexate
- Oropharyngeal mucositis is very painful and if extensive, can require intubation
- Intestinal mucositis causes nausea, cramping, diarrhea
- Parenteral nutrition may be required
- Opiates are often required for pain
- Palifermin (recombinant keratinocyte growth factor, Kepivance®) reduces mucositis and clinical complications associated with autologous transplantation [48]
- Hepatic Veno-Occlusive Disease (VOD)
- Second most common acute adverse effect
- Potentially fatal syndrome of painful hepatomegaly, jaundice, fluid retention
- Due to damage to sinusoidal endothelium, obstructing hepatic circulation
- Most strongly associated with cyclophosphamide+busulfan combinations
- Fludarabine associated with less VOD than cyclophosphamide
- In BMT, hepatic VOD reduced from 40% to 15% with ursodiol treatment [49]
- Transplantation Related Lung Injury
- Occurs within 4 months after the procedure
- Mortality exceeds 60%
- TBI, allogeneic transpant, and acute GVHD increase risk
- High levels of tumor necrosis factor alpha (TNFa) are found
- Treatment with etanercept (Enbrel®) and glucocorticoids advocated
- GVHD and Infections (see below)
H. Graft Versus Host Disease (GVHD) [14,26]
- Major current problem with BMT
- May be acute (<1 month) and/or chronic (>2-3 months) post BMT
- GVHD is caused by T cell mediated destruction of host (recipient) organs
- Basis of destruction is immune mediated attack by graft on host cells
- Allogeneic grafts are far more likely to cause GVHD than autologous grafts
- Matches at major histocompatibility loci (MHC) are major determinant of GVHD
- Degree of HLA match inversely correlates with GVHD incidence
- Mismatches at HLA-A and HLA-C, but not HLA-D, increase risk of GVHD [24]
- Mismatches at minor histocompatibility loci also increase GVHD risk
- Chronic GVHD due to graft cytotoxic T lymphocytes (CTL) killing host endothelial cells, leading to microvessel damage and loss [46]
- Large doses of T-cell depleted graft cells after conditioning led to graft acceptance with no GVHD even with one HLA mismatch [25]
- Blockade of donor marrow with CD28 inhibitors can induce host specific tolerance [29]
- Ex vivo deplation of alloreactive T cells using anti-CD25 Abs leads to reduced risk of GVHD and no cases of severe (Grade III or IV) GHVD [27]
- In recipients of stem cells from HLA-identical sibling, interleukin 10 -529A allele is a marker of good outcome (reduced GVHD and mortality) after transplantation [34]
- Acute GVHD
- Skin, Liver, and gastrointestinal tract are primarily affected
- Pancytopenia or neutropenia may occur due to bone marrow attack by grafted cells
- Infection, particularly fungal, is common and prophylaxis is required
- Kidney is usually spared
- Prophylaxis for acute GVHD with cyclosporin ± methotrexate, glucocorticoids is used
- Donor T cells are sometimes removed prior to transplant with anti-T cell Antibodies
- T cell depleted stem cells will engraft without GVHD even with HLA mismatch [25]
- Treat exacerbations with high dose glucocorticoids, anti-thymocyte globulin, monoclonal Abs, and infection prophylaxis
- Haploidenitical allogeneic mesenchymal stem cells induced remission of severe acute GVHD in patient following allogeneic stem cell transplantation [43]
- In patients with severe, steroid-resistant acute GVHD after allogeneic transplant, infusion of mesenchymal stem cells from allogeneic source improved overall survival at 1 and 2 years [3]
- Chronic GVHD Symptoms [26]
- "Lichenoid" changes (white plaques, striae) in skin and mucous membranes
- Vitiligo
- Periorbital hyperpigmentation
- Odynophagia (esophageal involvement)
- Nail dysplasia
- Keratoconjunctivitis sicca and xerostomia
- Alopecia
- Scleroderma or morphea; may be fatal if untreated
- Cholestasis
- Susceptibility to infection (major risk for morbidity and mortality)
- Nearly every body system can be effected by chronic GVHD
- Treatment of Chronic GVHD [26]
- Treat with glucocorticoids (prednisone) ± cyclosporine standard
- Alternatives: Tacrolimus (Prograf®), Sirolimus (Rapamycin), myophenolate (CellCept®), thalidomide, anti-T cell or anticytokine antibodies, photopheresis, others
- Very slow tapering of agents begun ~6 months after complete resolution of symptoms
- Adverse prognostic signs: thrombocytopenia, hyperbilirubinemia
- Chronic GVHD significantly reduces long term positive outcomes [26]
- About 60% of patients respond to immunosuppressive therapy and can be tapered
- About 20% with chronic GVHD will die, mainly from infection
- About 20% will require long term immunosuppression
- Infection prophylaxis, vaccination, and careful surveilance are essential in GVHD
I. Infection and BMT [14,28]
- Pre-transplant screening
- Titers of HSV, CMV Antibodies
- Toxoplasmosis Titers
- Hepatitis Serologies
- HIV Serology
- Syphilis Testing
- Epstein-Barr Virus (EBV) may cause post-transplant lymphoproliferative syndrome
- Infections Post-BMT
- Early (day 0-30): bacteremia (>80% gram positive), HSV, Fungi (Candida, Asergillus)
- Middle (day 31-120): Nocardia, CMV, Candida, Aspergillus, Pneumocystis (PCP), Toxoplasmosis
- Late (day 120+): S. pneumoniae, H. influenzae, Varicella Zoster (VZV), PCP, Toxoplasmosis
- Late infections occur in ~25% of patients after PBSC [28]
- Cell-wall-deficient bacteria (mainly staphylococcus or baccilus) cause a substantial portion of "culture-negative" febrile episodes in BMT patients [41]
- Intravenous immunoglobulin (IVIg) does not reduce infection or complication risk when used prophylactically in allogeneic transplant [17]
- Vaccinations [14,21]
- Reimmunization of adults following HSCT is a critical part of infection prevention
- Children should complete primary immunizations and titers checked
- For adults after HSCT, two doses of each vaccine are currently recommended
- Diphtheria-tetanus (or DaPT) should be given (at least two doses)
- Pneumococcus and Haemophilus inlfuenza type B
- Inactived poliovirus and MMR (measles-mumps-rubella) should be used
- Hepatitis B (HBV) vaccine is currently used in about 50% of BMT centers
- Influenza vaccinations are also recommended
- Heat-inactivated VZV vaccine reduces risk of zoster in transplanted patients [47]
- Full immunizations are strongly recommended
- Live virus vaccines such as live VZV should be avoided in most cases
- Live Measles/Mumps/Rubella can usually be given safely at 24 months
- Additional Prophylaxis Against Infection
- Bacterial Infections - Quinolone antibiotic (bid) with penicillin 250mg po bid
- Fungal Infections
- Fluconazole (Diflucan®) 200-400mg po or IV qd [45]
- Itraconazole (Sporanox®) 200mg po bid or 200mg IV qd
- Posaconazole (Noxafil®) [51] 200mg po tid
- Antifungals discontinued after neutrophil recovery or post-transplant day 100
- Itraconazole 200mg po bid (or 200mg IV qd) is more effective than fluconazole 400mg po or IV qd through day 100 post-transplant (invasive infections 9% versus 25%) [37]
- Posaconazole is superior to fluconazole for preventing invasive aspergillosis and reducing fungal-related deaths in patients with allotransplant and severe GVHD []
- Cytomegalovirus (CMV)
- Prophylaxis in CMV Ab negative patients
- Valganciclovir preferred over ganciclovir
- Herpes Simplex Virus (HSV)
- Acyclicovir 250mg/m2 IV q8 hours OR
- Valacyclovir
- Pneumocystis (PCP) and/or Toxoplasmosis
- TMP/SMX (Bactrim®) DS po 3X/week
- Atovoquone can be used for pneumocystis and/or toxoplasmosis also
- Aggressive use of G-CSF (GM-CSF) ± additional growth factors in prolonged neutropenia
- IVIg does not reduce infection risk when used prophylactically in allogeneic transplant [17]
J. Prognosis
- Short term complications remain a major problem but now cause less mortality
- Most patients who survived >5 years were in good health and returned to school or work
- Long Term Poor Prognostic Factors
- Recurrence of primary disease
- Secondary cancer (may be linked to immunosuppression)
- Chronic GVHD and its sequellae remain major problems
- True recovery to physical and psychological baseline in 3-5 years [5]
- Outcome with Cord Blood [2]
- One year survival was 63% in 1997 study
- GVHD grade II or worse occurred in 50% of HLA mismatches, 10% of matches
- CMV negative serologic status was a good predictor of survival and lack of GVHD
- Neutrophil recovery occurred in 94% of recipients receiving >37 million cell/kg
- Bone Loss [33]
- Osteoporotic fractures are a frequent complication
- Lack of vitamin D from the liver is a major contributing factor
- Glucocorticoids, cyclosporine and bed rest also contribute
- The vitamin D receptor has a polymorphism
- Commonly, BB, Bb, and bb genotypes are found
- Patients with genotypes Bb and BB had a substantially higher bone loss within 3 months of transplantation
- From 3-24 months after transplant, all groups gained equal bone mass
- Increased risk of avascular necrosis (mainly of hip) likely due to glucocorticoids
- Increased risk of Solid Tumors after BMT [19,32]
- Overall BMT patients, solid tumor risk versus general population 2.7-3.8 fold increase
- For patients with BMT who survived 10 years or more, risk about 8 fold (8X)
- Cumulative risk was 2.2-3.5% at 10 years and 6.7-12.8% at 15 years
- Major increases in bone (13X), buccal cavity (11X), fibroblastic (8X), brain/CNS (7X)
- Also increases in liver (7X), thyroid (6X), and melanoma (5X)
- Non-melanoma skin tumors were considerably increased
- Higher doses of irradiation were major risk factor for solid tumor development [19]
- Increased age and use of cyclosporin for GVHD were risk factors [32]
- Insulin resistance and dyslipidemia late after BMT in childhood [38]
- Infertily
- Common after pelvic radiation or high dose chemotherapy
- For men, storage of frozen semen is commonly effective
- In vitro fertilization of crytopreserved eggs may be employed
- Egg harvest is difficult and time consuming (may delay BMT therapy)
- Cryopreserved ovarian cortical strips have been used to restore ovulation after high dose chemotherapy for HD [42]
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