A. Lung Function
- Oxygen demand ~250mL O2/min in resting adult
- Carbon Dioxide unloaded ~200mL CO2/min in resting adult
- O2 demand can increase ~10X on exercise
- CO2 production can increase to equal O2 consumption on exercise
- Protection of alveolar spaces from airborne polutants
- Ciliary Clearance
- Mucus Production
- Mucus [1]
- Consists of fluids rich in proteins called mucins
- Mucins are heavily glycosylated, cystein-rich proteins
- These proteins give mucus its viscous, gel-forming, and anti-oxidant qualities
B. Respiratory Coefficient (R)
- Defined as CO2 produced ÷ O2 consumed
- At rest, R ~ 0.8
- On exercise, R increases to ~ 1.0
C. Partial Pressures
- Water vapor P ~ 47mmHg
- Air ~21% O2
- Therefore, partial pressure of O2 = 0.21·(760-47) = 150 mmHg in air at sea level
- Partial pressure gradients determine rates of diffusion through gasses and liquids
D. Ventilation
- Alveolar ventilation = VA
- Determines alveolar CO2 tension, PACO2
- PACO2 = FACO2·(760-47)
- VCO2 (mL/min) = 1000·VA·FACO2
- Therefore VCO2 = 1000·VA·PACO2/(760-47)
- And VA = K·VCO2/PACO2 where K ~0.86
- So PACO2 = K · VCO2 / VA
- Conclude that carbon dioxide levels depends primarily on alveolar ventilation
- So decrease in VA leads to increased levels of CO2
- Control of Ventillation
- Ventilation level controlled by respiratory centers in pons and medulla
- Medullary chemoreceptors respond to change in pCO2 in arterial blood
- May also be sensitive to fall in pH accompanying hypercapnia
- Protons and HCO3- are not measured
- Hypoxemia increases ventilation via peripheral chemoreceptors in carotid bodies
- Sensitivity for hypoxemia is relatively weak compared to CO2 sensors
E. Alveolar / Blood Interaction
- The lung can be divided into three ventilation / perfusion regions
- Apex region I, middle region II, and base region III
- Region III is better ventilated and it is better perfused than the other regions
- Ventilation
- Region III, at rest end expiration, is the most collapsed
- This is because it is the dependent part of the lung (lung mass)
- Net pleural pressure on it is ~ -2.5cm
- The apex (Region I) has a net pleural P at End Expiration ~ -10cm
- Region III can expand more on inspiration, so it is better ventilated
- Perfusion
- Region III is better perfused because Pa>Pv>PA
- In region II Pa>PA>Pv; but in region I, PA>Pa>Pv
- Vasculature in region I is nearly completely closed
- This is because the alveolar pressure is > arterial pressure; region II is intermediate
- Region I has the highest O2 tension and the highest negative pleural pressure
- Tuberculosis typically grows in the lung apex, although it is seeded in the basal portions
- The highest negative pleural pressure may increase bleb formation
- This is particularly prevalent in emphysema
- Normal Lung Alveolar Structure
- Type I alveolar cells (pneumocytes) - very thin epithelial cells
- These Type I alveolar cells cover most of the alveolar surface
- Cuboidal Type II cells reside at corners of alveoli
- These Type II cells produce and recycle surfactant [5]
- Type II cells proliferate and differentiate into new Type I during growth and injury
- Surfactant [4,5]
- Hydrophobic liquid composed of specialized proteins and lipids
- Produced by Type II alveolar epithelial cells and coats alveolar cell surfaces
- Reduces surface tension and prevents end-expiratory atelectasis
- Surfactants proteins B and C are hydrophobic proteins that enhance surface-tension lowering effects of surfactant lipids
- Hereditary deficiency of surfactan proteins have been described
- Inability to produce surfactant protein B can cause a lethal neonatal lung disease
- Mutations in surfactant protein C cause a progressive interstitial lung disease [4]
F. Alveolar Gas Equation
- This is an approximation with
- Inspired oxygen of PiO2 < 50% O2
- R ~0.8 (at rest)
- Then PAO2 = PiO2 - PaCO2/R
- Where PaCO2 = arterial CO2 , in equilibrium with alveolar CO2
- PAO2 = alveolar oxygen concentration
- PiO2 ~ 0.21 x (760-47) = 150 mmHg
G. Alveolar-Arterial (A-a) Gradient
- In normal lungs, a difference between arteriolar and alveolar oxygen always exists
- This is called the A-a gradient
- PA-Pa = {Fi(O2)x(760-47)]-[PaCO2/0.8]} - PaO2 where {} term is PAO2
- Normal A-a gradient is 10-15 mm Hg or 0.3 x Age
- The normal A-a gradient is due to the normal, or "Physiologic" Shunt
- Shunt occurs when V/Q = 0
- Ventillation is 0 (perfusion of non-ventillated areas)
- Normally, ~30% of Cardiac Output is Shunted (see above discussion)
- Q(ps)/Q(t) = (Ci - Ca)/(Ci - Cv); In normal cases, Q(ps)/Q(t) ~ 20/65 = 0.3
- Q(ps) is physiologic shunt blood flow per minute Q(t) cardiac output per minute
- Ci is concentration of O2 in arterial blood for ideal ventilation-perfusion ratio (104mm)
- Ca is measured concentration of oxygen in arterial blood; Cv in mixed venous blood
- Abnormalities in A-a Gradient
- A-a gradient is only altered in diseases which affect ability of lungs to oxygenate blood
- If a low pO2 is due to hypoventilation, then the A-a gradient will not change
- The prototype is adult respiratory stress syndrome (ARDS, see below)
- Others include pulmonary embolism, severe asthma, emphysema (lung destruction)
H. Hemoglobin [2,3,6]
[Figure] "Oxygen-Hemoglobin Dissociation Curve"
- Hemoglobin (Hb) is essential for oxygen transport
- Normal Hb consists of two alpha and two beta polypeptides
- Also contains a porphyrin ring with ferrous (Fe2+ iron) atom
- Molecular weight is 64.5K
- Deoxyhemoglobin is in a tense (T) conformation with low O2 affinity
- There are multiple oxygen-binding sites on Hb
- One O2 molecule can bind to ferrous atom
- This induces changes in conformation of Hb leading to changes in conformation
- These changes lead to relaxed conformation and ~500 fold increase in Hb affinity for O2
- In addition, there is a cooperativity among O2 binding sites
- Thus, occupancy of O2 binding sites leads to increased affinity
- The relationship between O2 saturation on Hb and O2 pressure is therefore sigmoidal
- The curve is described fairly well by the Hill Equation (figure above)
- Thus, (O2 tension/P50)exp(N)={(O2 Sat)/(100-O2 Sat)}
- P50 is the pressure (in mmHg) at which 50% of O2 binding sites are occupied
- Normal Hb affinity for O2 is measured by P50, and is 26.3mmHg for normal adults
- Abnormal Hb's have abnormal values of P50
- For O2 saturation 15-95%, the value of N (Hill Coefficient) is ~2.7, range 2.4-2.9
- Modulators of Hb Affinity for O2 [6]
- Oxygen, the primary ligand, induces increased affinity for itself (homotropic effector)
- There are three major heterotropic effectors
- These are hydrogen ion (pH), carbon dioxide (CO2), red-cell 2,3-diphosphoglycerate (DPG)
- Hydrogen ions (decreased pH) and CO2 reduces O2 binding of Hb (Boehr Effect)
- O2 binding to Hb reduces its affinity for CO2 (Haldane Effect)
- Reduction in Hb affinity for O2 shifts O2-Hb dissociation curve to the right
- In addition, temperature and DPG increases reduce O2 affinity (similar to acid)
- These concepts explain much of O2 delivery physiology between lung and tissue
- O2 Delivery to Tissues
- Because tissues are more acidic than blood due to increased CO2 and lactate production
- Both CO2 and acid leads to reduced affinity of Hb for O2
- Thus, O2 is released by Hb in tissues, and CO2 is absorbed onto the Hb
- In the lung, high O2 concentrations drive O2 binding by Hb and lead to CO2 release
- Red Cell DPG
- Red blood cells (RBC, erythrocytes) depend solely on glycolysis for energy production
- 2,3 DPG is normally a metabolic intermediate derived from 1,3 DPG
- The enzyme responsible is 2,3-DPG synthetase
- This pathway is normally minor, with most of 1,3 DPG converted to ATP and 3-MPG
- In RBC, 2,3-DPG is sequestered by deoxyhemoglobin and acumulates at high levels
- In other cell types, 2,3 is not sequestered and concentrations are very low
- DPG binds to Hb, stabilizes the T conformation, and reduces O2 affinity
- In addition, DPG binding also lowers intracellular pH
- In chronic acidosis, reduced RBC DPG levels compensate partially for drop in pH
- Hb and Nitric Oxide
- Hb scavenges nitric oxide (NO) through high affinity Fe2+ binding sites
- The affinity of Hb for NO is ~8000 times that for O2
- Hb can carry NO through an S-nitrosothiol moiety
- O2 binding to Hb increases its affinity for NO
- NO release is enhanced in hypoxic tissue
- Since NO is a potent vasodilator, NO release in hypoxic tissue increases blood flow there
- Note that NO binding sites are essentially independent of O2 binding sites
- Hb and Carbon Monoxide
- Hb affinity for carbon monoxide (CO) is ~200 times that for O2
- CO binding sites are the same as O2 binding sites on Hb (carboxyhemoglobin, carboxyHb)
- Therefore, during pulmonary transit, Hb binds alveolar CO preferentially over O2
- CO binding also increases Hb affinity for O2 and reduces ability of Hb to release O2
- Therefore, CO reduces Hb's O2 carrying capacity as well as ability to deliver O2
- Blood carboxyHb concentration underestimates true tissue O2 deficit
- CO is especially harmful in the placental circulation
- Smoking tobacco and chronic smoke inhalation are serious problems during pregnancy
- Smoking 1 pack per day, fetal arterial O2 saturation drops from 75% (normal) to ~58%
- Hb and Acid-Base Disorders
- Acute acidosis increases P50, favors oxygen unloading from Hb
- Chronic acidosis has reduced RBC DPG, leading to essentially normal P50
- Acute alkalosis has reduced P50, favors O2 binding and reduces O2 unloading
- Chronic alkalosis has essentially normal P50 due to increased RBC DPG
- Acute alkalinization in chronic acidosis can cause markedly reduced P50
- This is especially problematic in cerebral tissues, where alkali causes vasoconstriction
- Therefore, O2 delivery and unloading to cerebral tissues are reduced (may be severe)
- Oxygen Delivery and Consumption [6]
- Artrerial Oxygen Concentration (CaO2) = (Hb·1.34·SaO2)+(PaO2·0.003)
- Oxygen Delivery (DO2) = Cardiac Output (CO) · CaO2
- Oxygen Consumption (VO2) = CO · (CaO2 - CvO2)
- VO2 = (Hb·1.34·(SaO2-SvO2) + ((PaO2 - PvO2)·0.003))
I. Pulmonary Mechanics
- Getting O2 into lungs depends on the A-a pressure gradient
- The respiratory portion should be thought of as a two compartment system:
- Airways, characterized by a resistance Raw
- Lung parenchyma, characterized by a compliance, Crs
- From Ohm's law, it follows that: PA (alveolar pressures) = VI·Raw + VT/Crs
- VI is inspiratory flow rate
- Raw units cm / liter / sec = cm·sec/liter, which is airway Resistance
- Crs units liters / cm, which is lung Capacitance (distensibility)
- VT is tidal volume Raw·Crs = time constant (seconds)
- The time constant is the time taken to get (1-1/e)·FVC air into the lungs
- It is also the time to get (1/e)·FVC out of the lungs
- In certain diseases, flow is compromised ("airflow limitation;" see below)
J. Introduction to Lung Airflow
- Flow through a rigid tube
- V (flow) = delta P/R
- When V = 0, then delta P must be 0
- With complete obstruction, R = infinity
- Expiration is normally a passive process
[Figure] "FEV1 and FVC"
- PEL is major determinant in normal lungs
- At maximal inspiration (FVC), Flow is highest
- See also below (Flow-Volume Relationships)
- Pressures in the Lung on Expiration
[Figure] "Pulmonary Pressures"
K. Airflow Limitation
- As PALV increases, there is an increase in airflow
- Eventually, PALV may increase, but airflow will remain constant
- So increase in PPL will eventually not increase flow
- This is called Airflow Limitation
- At low lung volumes, airflow limitation occurs at low pressures
- At high lung volumes, limitation occurs at high pressures and flows
- Normal subjects cannot reach airflow limit at high lung volumes
- Maximal Flow = VMAX ~ (PEL-PTM)/RS (see derivation below)
L. Mechanisms of Airflow Limitation
- Collapse of Airway Tubes
- Airway tubes will collapse at a certain transmural pressure difference (delta PTM)
- Normally, Pressures are measured as PIN - POUT = delta PTM
- For simple, weak walled tube, PTM must be < 0 leads to collapse
- For rigid tubes, PIN must be << POUT in order for collapse to occur
- PTM' is defined as the Collapsibility of a Tube
- PTM' < 0 implies a rigid tube
- PTM, > 0 implies a highly collapsible tube
- Note that PTM' is opposite in sign to PTM
- In asthma, for example, PTM' increases its value and may actually be > 0
- Not yet clear if airway actually closes vs. flutters to produce this characteristic
- Derivation of Vmax Flow Equation (ie. for obstructive diagnoses)
- Goal is to characterize maximal Expiratory Flow (V) behavior mathematically
- By Ohm's Law, VMAX = (PALV-PX)/RS
- PX = pressure at point of collapse
- On expiration, PALV = PEL + PPL
- PX = PPL + PTM' (vector pressures in same direction)
- Therefore, VMAX = [(PEL + PPL)-(PPL + PTM')]/RS
- In conclusion, VMAX = (PEL-PTM')/RS
- Disease Relationships
[Figure] "Pulmonary Pressures"
- PEL decreases in emphysema
- PTM' increases in asthma
- RS increases in bronchitis and severe asthma
M. Four Lung Capacities
[Figure] "Lung Volumes"
- Total Lung Capacity (TLC) = RV + VC
- Vital Capacity
- VC = Inspiratory Capacity + Expiratory Residual Volume
- VC = TLC - RV
- Body Plethysmography P1V1 = P2V2
- Inspiratory Capacity (IC)
- Functional Residual Capacity
N. Four Lung Volumes
- Inspiratory Reserve Volume
- Tidal Volume - normal breath volume ~ 500mL
- Expiratory Reserve Volume
- Residual Volume: methods for determination
- Open circuit: 100% Oxygen breathing with Nitrogen washout
- Helium Dilution
- Body Plethysmography: Panting for gas compression
- Notes on RV Determination
- Methods 4a and b above underestimate true volume in low ventilation areas because they only measure gas in connection with conducting areas
- Body plethysmography measures everything surrounded by pleural pressure and so is more accurate in obstructive (such as bullous) disease
O. Changes in Disease
[Figure] "Pulmonary Pressures"
- Restrictive
- Stiff chest wall = kyphoscoliosis, rib fractures, ankylosing spondyloarthropathy
- Stiff Lung = Fibrosis, pneumonia, pulmonary edema
- Muscle Weakness = Guillain-Barre Syndrome, poliomyelitis, spinal cord injury, myopathy
- Obstructive
- Combinations of the following changes:
- Increased Airway Resistance (increased R)
- Decreased Elastic Recoil (decreased P-EL)
- Increased Airway Tone (increased P-TM')
- Defects in Lung Gas Transfer
- Lung Surface Area Reduction
- Respiratory Distress Syndromes
- Lung Surface Area Reduction
- Emphysema
- Pneumonectomy
- Atelectasis
- Respiratory Distress Syndrome (RDS)
- Adult (ARDS)
- Infant RDS - Hyaline Membrane Disease of the Newborn
References
- Van der Vliet A and Cross CE. 2000. Am J Med. 109(5):398

- Weatherall DJ and Provan AB. 2000. Lancet. 355(9120):1169
- Hsia CCW. 1998. NEJM. 338(4):239

- Nogee LM, Dunbar AE III, Wert SE, et al. 2001. NEJM. 344(8):573

- Whitsett JA and Weaver TE. 2002. NEJM. 347(26):2134
- Klein HG, Spahn DR, Carson JL. 2007. Lancet. 370(9585):415
