section name header

DRG Information

DRG Category: 190

Mean LOS: 4.5 days

Description: Medical: Chronic Obstructive Pulmonary Disease With Major Complication or Comorbidity


Introduction

Emphysema is a chronic obstructive pulmonary disease (COPD) characterized by permanent enlargement of the air spaces beyond the terminal bronchioles. In addition to this abnormality, destruction of respiratory walls occurs. The syndrome includes both chronic bronchitis and emphysema, both of which are airflow-limited states; some experts do not distinguish between the two conditions. COPD affects more than 15 million people and is the fourth leading cause of death overall in the United States. Approximately 5% to 6% of male adults and 1% to 3% of female adults in the United States have emphysema.

In emphysema, the affected terminal bronchioles contain mucous plugs that, when enlarged, eventually result in the loss of elasticity of the lung parenchyma, causing difficulty in the expiratory phase of respiration. The alveolar walls are destroyed by abnormal levels of enzymes (proteinases) that break down respiratory walls. Gas exchange is impaired by the reduced surface area that results from the destruction of alveolar walls.

Four types of emphysema have been identified: paraseptal emphysema, which affects the periphery of the lobule; panacinar or panlobular emphysema, which affects the lower anterior segments or the entire lungs; centriacinar or centrilobular emphysema, the most common form, which destroys respiratory bronchioles and is associated with chronic bronchitis and cigarette smoking; and bronchiectasis or chronic necrotizing infection that leads to abnormal and permanent bronchial dilation, which occurs rarely. Complications from emphysema include cor pulmonale, respiratory failure, pneumothorax, and recurrent respiratory tract infections. Emphysema is the most common cause of death from respiratory disease in the United States.

Causes

Cigarette smoking strongly contributes to emphysema and leads to neutrophil activation and retention in the lung functional tissue. Up to 80% of people with emphysema have a history of smoking. Approximately 20% of people with emphysema have chronic occupational exposure to inhaled mineral fumes or dusts, organic dusts from wood or grains, or fumes from exhausts or chemical vapors. Enzymes, primarily proteinases and elastases, destroy the extracellular matrix of the lung and cause emphysema. Normally, plasma proteinase inhibitors in lung tissue prevent proteolytic enzymes from digesting structural proteins of the lungs, but if an excess of proteinase occurs, the defenses cannot manage the enzymes, and destruction occurs. Emphysema is the result of an imbalance between the proteinases and antiproteinases, with an excess of proteinases.

Risk factors for the development of emphysema include cigarette smoking, living or working in a highly polluted area, a family history of pulmonary disease, and substance use (cocaine, IV drug use with methadone and methylphenidate). HIV infection is also an independent risk factor for emphysema.

Genetic Considerations

Emphysema has both genetic and environmental components. Emphysema is most often caused by smoking, but susceptibility may be influenced by genetics. Heritability is estimated at 30% to 50%. There is also a rare form of familial emphysema caused by mutations in the SERPINA1 gene, leading to alpha-1 antitrypsin (AAT) deficiency. These mutations are inherited in an autosomal codominant pattern, meaning that two different gene alleles are expressed, and both contribute to the development of the trait. The M allele is most common and results in production of normal levels of AAT. People who are homozygous normal have copies of the M allele from both parents. The two variants (S and Z) cause production of low or moderately low amounts of AAT. Persons with the ZZ or SZ genotype are most likely to develop AAT deficiency. Persons with an MS or SS genotype usually produce enough AAT to protect the lungs. There is an increased risk of emphysema for those who carry the MZ alleles, particularly if they are smokers. Familial factors predisposing to emphysema in the absence of AAT deficiency are also likely.

Sex and Life Span Considerations

Symptoms of emphysema may begin in the third or fourth decade of life but usually become severe during the fifth decade or later, which is when they are most likely to come to the attention of a healthcare provider. Previously, experts noted that emphysema occurs more often in males than in females, but as smoking rates have increased in women, the rates have equalized. Currently, women are dying from COPD more frequently than men and developing severe COPD earlier than men.

Health Disparities and Sexual/Gender Minority Health

Black persons bear a significant burden of lung disease. Black patients with emphysema have worse symptoms, poorer quality of life, and increased complications as compared to White patients. Additionally, when neighborhood-level factors (neighborhood walkability, access to healthcare, socioeconomic level) were considered, Black patients continued to have increased risk of exacerbation and worse outcomes (Ejike et al., 2020). Multiple studies have indicated that education and income have a protective effect on lung health, but White persons have an even stronger protective effect from those factors than Black and Hispanic persons, creating additional disparities. Sexual and gender minority persons have higher odds for multiple chronic conditions, cancer, and poor quality of life and are more apt to have disabilities than cisgender males and females (cisgender is a term used to describe persons whose gender identity and gender expression are aligned with their assigned sex listed on their birth certificate) (Cacerese, Jackman, et al., 2020; Connelly et al., 2019). Gender and sexual minority persons also smoke more than their heterosexual and cisgender counterparts. While large-scale studies are not available, these factors place sexual and gender minority persons at risk for emphysema.

Global Health Considerations

Research from Latin America, specifically, and likely around the globe, has shown higher prevalence of emphysema than the United States. Because more than 1.2 billion humans smoke cigarettes, prevalence is climbing. Results from pooled data suggest that the global prevalence of COPD is approximately 10% in adults over age 40 years; chronic bronchitis prevalence alone is 6%, and emphysema alone is 2% in adults.

Assessment

ASSESSMENT

History

Establish a history of dyspnea, determining if it has increased over time. Ask if the dyspnea is extreme during exertion and present even during rest. Ask if wheezing occurs during exertion. Determine if the patient has experienced anorexia, weight loss, and weakness. Ask if the patient has had a cough (often described as a “smoker's cough”) and, if so, for how long. Determine if there are signs of oxygen deficiency; ask significant others if the patient has been restless or confused or has experienced changes in mental status. Ask if the patient lives or works in a highly polluted area. Establish cigarette smoking habits, including how long, how many, and whether they are unfiltered. Elicit a history of family pulmonary disease or frequent childhood pulmonary infections.

Physical Examination

The chief symptom is dyspnea with exertion and rest. Patients experience a limitation of expiratory air flow, meaning that it takes patients longer to exhale than inhale. Inspect the patient for a decreased muscle mass and increased anteroposterior diameter (also known as barrel chest). Observe respirations for the use of accessory muscles, such as the sternocleidomastoid and pectoral muscles, as well as pursed-lip breathing during expiration. Assess the patient's respirations for rate, rhythm, and quality. Inspect the patient for neck vein distention or liver congestion. Note signs of oxygen deficiency, such as restlessness, changes in mental status, confusion, and tachycardia.

A cough may be present during the later stages of the disease; the small amount of sputum it produces is usually mucoid. Upon palpation, note decreased tactile fremitus. Percussion may elicit a diffusely hyperresonant sound. Auscultate for decreased or absent breath sounds, distant heart sounds, wheezes, and possibly crackles. Examine the patient for peripheral cyanosis or clubbing of the fingers.

Psychosocial

Patients with emphysema may be anxious or restless depending on the degree of dyspnea and hypoxemia they are experiencing. Emphysema may necessitate role or occupational changes, or even retirement, and that could lead to multiple stresses and even depression. Emphysema is a risk factor for suicide, and statements about suicide should be taken seriously. Assess the patient's and family's emotional, financial, and social concerns to help support the best strategies to manage a chronic disease.

Diagnostic Highlights

TestNormal ResultAbnormality With ConditionExplanation
AAT (alpha-1antitrypsin) level>11 mmol/L<11 mmol/LGenetic variants of AAT-level deficiency are associated with serum levels below the protective threshold of 11 mmol/L; the diagnosis of severe AAT deficiency is confirmed when the serum level falls below the protective threshold value of 37 mmol/L
Forced vital capacity (FVC): Maximum volume of air that can be forcefully expired after a maximal lung inspiration4.0 L50% of the predicted valueAir trapping and obstruction with plugs decrease flow rates
Forced expiratory volume in 1 sec (FEV1): Volume of air expired in 1 sec from the beginning of the FVC maneuver3.0 L or 84% of FVC125%35% of the predicted valueAir trapping and airway obstruction with plugs decrease flow rates
Forced expiratory flow (FEF): Maximal flow rate attained during middle (25%75%) of FVC maneuverVaries by body size25% of the predicted valuePredicts airway trapping and obstruction of smaller airways
Residual volume (RV): Volume of air remaining in lungs at end of a maximal expiration1.2 LIncreased up to 400% of normalIncreased RV indicates air trapping and obstruction
Functional residual capacity (FRC): Volume of air remaining in lungs at end of a resting tidal volume2.3 LIncreased up to 200% of normalIncreased FRC indicates air trapping

Other Tests: Chest x-ray, chest computed tomography, pulse oximetry, arterial blood gases, complete blood count, and electrocardiogram. Peak expiratory flow rates (PEFRs; maximal flow rate attained during the FVC maneuver; decreased from baseline during periods of obstruction) may be used at home daily for patients who require daily medications.

Primary Nursing Diagnosis

Diagnosis

DiagnosisImpaired gas exchange related to destruction of alveolar walls as evidenced by dyspnea and/or wheezing

Outcomes

OutcomesRespiratory status: Gas exchange; Respiratory status: Ventilation; Comfort status; Anxiety level

Interventions

InterventionsAirway management; Cough enhancement; Respiratory monitoring; Oxygen therapy; Laboratory data interpretation; Positioning; Smoking cessation assistance; Ventilation assistance

Planning and Implementation

PLANNING AND IMPLEMENTATION

Collaborative

Viral or bacterial infections may lead to bronchospasm or increased mucous secretions. Acute exacerbations are accompanied by dyspnea, fatigue, and even respiratory failure. Low-flow oxygen therapy based on arterial blood gas results is often administered to treat hypoxemia. For the patient with increasing airway obstruction and plugging, noninvasive or invasive mechanical ventilation may be needed to maintain adequate airway and breathing, followed by pulmonary rehabilitation. Adequate hydration is also necessary to help liquefy secretions. A smoking cessation program is the most important collaborative intervention that is needed for long-term health and the most effective intervention for most patients. Refer the patient to a smoking cessation counselor.

Surgical options exist for patients with emphysema with the goal of restoring function and improving symptoms. Surgery is discussed carefully because it is linked with significant morbidity, and patients are chosen who will receive the greatest benefit. Types of procedures that are considered include bullectomy (removal of giant bullae), lung volume reduction surgery (resection of the most diseased portions of the lungs), and lung transplantation, which improves quality of life but does not prolong it.

Pharmacologic Highlights

Medication or Drug ClassDosageDescriptionRationale
Bronchodilators: Anticholinergic agentsVaries by drugAtropine sulfate, ipratropium bromideReversal of bronchoconstriction
Bronchodilators: Beta2-adrenergic agentsVaries by drugInhaled beta2-adrenergic agonists by metered-dose inhaler (MDI) such as albuterol, metaproterenol, or terbutalineReversal of bronchoconstriction
TiotropiumTwo oral inhalations of an 18-mcg capsule daily with inhalerQuaternary ammonium compound; long-acting muscarinic agent with anticholinergic and antimuscarinic effects; has an inhibitory effect on M3 receptors in airway smooth muscleLong-lasting bronchodilation (24 hr)
Systemic corticosteroids (oral and inhaled)Varies by drugMethylprednisolone IV; prednisone PO; may also add inhaled fluticasone, inhaled budesonideDecrease inflammatory response and improve airflow in some patients for a few days during acute exacerbations; should only be added if patient is also on a long-acting bronchodilator

Other Drugs: Bronchodilators, which are used for prevention and maintenance therapy, can be administered as aerosols or oral medications. Generally, inhaled anticholinergic agents are the first-line therapy for emphysema, with the addition of beta-adrenergic agonists added in a stepwise fashion. Antibiotics are ordered if a secondary infection develops. As a preventive measure, influenza and pneumonia vaccines are administered.

Independent

Smoking cessation is the most effective therapy for patients. The healthcare team needs to coordinate the approach to smoking cessation, often introduced by the physician but implemented by the nurse, who may develop the smoking cessation plan. Experts suggest multiple interventions and multiple settings such as group programs and one-to-one counseling and teaching sessions. When the patient is acutely ill, maintaining a patent airway is a priority. Use a humidifier at night to help the patient mobilize secretions in the morning. Encourage the patient to use controlled coughing to clear secretions that might have collected in the lungs during sleep. Instruct the patient to sit at the bedside or in a comfortable chair, hug a pillow, bend the head downward a little, take several deep breaths, and cough strongly.

Place patients who are experiencing dyspnea in a high Fowler position to improve lung expansion. Placing pillows on the overhead table and having the patient lean over in the orthopneic position may also be helpful. Teach the patient pursed-lip and diaphragmatic breathing. To avoid infection, screen visitors for contagious diseases and instruct the patient to avoid crowds.

Conserve the patient's energy in every possible way. Plan activities to allow for rest periods, eliminating nonessential procedures until the patient is stronger. It may be necessary to assist with the activities of daily living and to anticipate the patient's needs by having supplies within easy reach. Refer the patient to a pulmonary rehabilitation program if one is available in the community. Patient education is vital to long-term management. Teach the patient about the disease and its implications for lifestyle changes, such as avoidance of cigarette smoke and other irritants, activity alterations, and any necessary occupational changes. Provide information to the patient and family about medications and equipment.

Evidence-Based Practice and Health Policy

Lim, E., Sousa, I., Shah, P., Diggle, P., & Goldstraw, P. (2020). Lung volume reduction surgery: Reinterpreted with longitudinal data analyses methodology. Annals of Thoracic Surgery, 109, 14961502.

  • The authors reevaluated the National Emphysema Treatment Trial (NETT) in order to report longer-term outcomes of lung volume reduction surgery (LVRS). The authors analyzed trial data released by the U.S. National Heart, Lung, and Blood Institute to ascertain the difference in lung function variables between patients receiving LVRS and patients receiving medical care out to 5 years.
    • For the outcome of forced expiratory volume in 1 second in patients randomized to LVRS, there was an immediate improvement compared with medical therapy, with an estimated decline to baseline approximately 5 years after randomization. Five years after surgery, physiological function improved in the areas of shortness of breath, well-being, and exercise performance in the surgical group. LVRS improved lung function and exercise workload that returned to baseline within a 5-year period. Although LVRS may not improve survival, the procedure improved dyspnea as far out as 5 years after surgery.

Documentation Guidelines

Discharge and Home Healthcare Guidelines

Medication and Oxygen

Be sure the patient and family understand any medication prescribed, including dosage, route, action, and side effects. Arrange for return demonstrations of equipment used by the patient and family. If the patient requires home oxygen therapy, refer the patient to the appropriate rental service and explain the hazards of combustion and increasing the flow rate without consultation from the primary healthcare provider.

Prevention

Instruct the patient to report any signs and symptoms of infection to the primary healthcare provider. Explain necessary dietary adjustments to the patient and family. Recommend eating small, frequent meals, including high-protein, high-density foods. Recommend smoking cessation programs and provide materials to make follow-up easy.

Rest and Nutrition

Encourage the patient to plan rest periods around their activities, conserving as much energy as possible.