AUTHOR: Anthony G. Thomas, DO, FACP
Esophageal tumors include benign and malignant neoplasms of the esophageal mucosa and wall. Carcinomas of the esophageal epithelium, both squamous cell carcinoma and adenocarcinoma (including adenoacanthoma, mucoepidermoid, and adenoid cystic), are the most common tumors of the esophagus. Rare esophageal tumors include both malignant (spindle cell, small cell, sarcoma, lymphoma, melanoma, and choriocarcinoma) and benign neoplasms (leiomyoma, papilloma, and fibrovascular polyps). One can also develop metastatic disease from a cancer that originated in another organ, but this is very rare. Breast cancer, lung cancer, and melanoma would be the most likely culprits. Other cancers can directly extend to the esophagus from the larynx, pharynx, lung, thyroid, or stomach. Approximately 15% of esophageal tumors arise in the proximal esophagus, 50% in the middle third of the esophagus, and 35% in the lower third. Tumors involving the esophageal-gastric junction are usually staged and treated as esophageal cancers if the tumor epicenter is no more than 2 cm into the proximal stomach. Tumors in the upper two thirds are usually squamous cell cancers, and tumors in the lower third are usually adenocarcinomas. The incidence of superficial esophageal cancers is increasing. These invade no deeper than the submucosa.
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It is the eighth most common cancer worldwide and the seventh leading cause of cancer deaths. Rates are increasing every decade and are highest in the Asian esophageal cancer belt, extending from the Caspian Sea to northern China, with certain high-incidence pockets in Finland, Ireland, southeast Africa, and northwest France. Incidence has increased six-fold since 1975. Foods including cured meats and spicy regional fare likely play a role in certain areas. Increasing substance abuse with tobacco and alcohol also coincides with a rise in esophageal cancers. Rates of squamous cell carcinoma are decreasing while those of adenocarcinomas are dramatically increasing. The direct causes of squamous cell carcinoma most commonly include tobacco and alcohol abuse. Epithelial dysplasia usually occurs, which progresses to carcinoma in situ. Adenocarcinomas are usually the result of gastroesophageal reflux disease (GERD) and obesity. The mucosa of the esophagus undergoes intestinal metaplasia. Genetic alterations occur and perpetuate during proliferation.
In the U.S., there were an estimated 16,000 new cases and 15,000 deaths are reported yearly, making it the seventh leading cause of death by cancer among men. The majority of cases are diagnosed at an advanced stage (unresectable or metastatic disease).
In the U.S., squamous cell esophageal cancer is more common among African Americans compared to whites, whereas adenocarcinoma more common in whites. The overall male:female ratio is 3 to 4:1; the highest male:female ratio is in the Hispanic population. Usually develops in fifth to seventh decades and associated with lower socioeconomic status.
Increasing evidence shows that genetics may play a role by increasing susceptibility to esophageal cancer. One well-identified disease associated with esophageal cancer is tylosis (focal nonepidermolytic palmoplantar keratoderma), linked to loss of heterozygosity on chromosome 17q. Familiar clustering of Barrett esophagus and the recent identification of germline mutations in affected sibling pairs support a genetic link to esophageal adenocarcinoma. Also, up to 35% of esophageal adenocarcinomas can have overexpression of HER2, which can lead to the use of targeted therapy (trastuzumab) in the treatment plan.
The pathogenesis of esophageal cancers is attributable to chronic recurrent oxidative damage from any of the following etiologic agents, which cause inflammation, and esophagitis, increased cell turnover, and, ultimately, initiation of the carcinogenic process.
CBC, blood chemistry, and liver enzymes should be obtained at diagnosis. No biomarkers are currently recommended to diagnose, monitor, or predict outcomes. While both the CEA and CA-19-9 can be elevated in patients with esophageal cancer (up to 70%), the sensitivity is low (18% to 35%) and there is no proven predictive value.
Imaging studies are important not only for diagnosis but for accurate staging:
Table 1 describes the TNM staging system for cancer of the esophagus from the American Joint Committee on Cancer Criteria. The depth of invasion of the tumor defines the T status (Fig. 4). High-grade dysplasia includes malignant cells confined to the epithelium by the basement membrane and is by definition noninvasive (Tis). T1a tumors invade the lamina propria or muscularis mucosa, whereas T1b tumors invade into the submucosa. T2 tumors invade the muscularis propria, and T3 tumors invade the adventitia but not surrounding structures. T4a tumors invade adjacent structures that are usually resectable (diaphragm, pleura, and pericardium). T4b tumors invade adjacent structures that are typically unresectable (trachea and aorta). Fig. 5 illustrates an algorithm for staging thoracic esophageal cancer.
TABLE 1 TNM Staging System for Cancer of the Esophagus (American Joint Committee on Cancer Criteria)
Primary Tumor (T)∗ | |||
TX | Primary tumor cannot be assessed | ||
T0 | No evidence of primary tumor | ||
Tis | High-grade dysplasia | ||
T1 | Tumor invades lamina propria, muscularis mucosae, or submucosa | ||
T1a | Tumor invades lamina propria or muscularis mucosae | ||
T1b | Tumor invades submucosa | ||
T2 | Tumor invades muscularis propria | ||
T3 | Tumor invades adventitia | ||
T4 | Tumor invades adjacent structures | ||
T4a | Resectable tumor invading pleura, pericardium, or diaphragm | ||
T4b | Unresectable tumor invading other adjacent structures, such as aorta, vertebral body, trachea, etc. | ||
Lymph Node (N) | |||
NX | Regional lymph nodes cannot be assessed | ||
N0 | No regional lymph node metastasis | ||
N1 | Metastasis in 1-2 regional lymph nodes | ||
N2 | Metastasis in 3-6 regional lymph nodes | ||
N3 | Metastasis in 7 or more regional lymph nodes | ||
Distant Metastasis (M) | |||
MX | Metastasis cannot be assessed | ||
M0 | No distant metastasis | ||
M1 | Distant metastasis |
TNM, tumor, node, metastases.
∗(1) At least maximal dimension of the tumor must be recorded and (2) multiple tumors require the T(m) suffix.
High-grade dysplasia includes all noninvasive neoplastic epithelia that was formerly called carcinoma in situ.
Number must be recorded for total number of regional nodes sampled and total number of reported nodes with metastasis.
From Edge S et al (eds): AJCC cancer staging manual, ed 7, New York, 2010, Springer.
Figure 5 An algorithm for staging a thoracic esophageal cancer patient.
Metastatic disease must always be confirmed by pathologic evaluation of the tissue in question. PET-CT, Positron emission tomography-computed tomography.
From Sellke FW et al: Sabiston & Spencer surgery of the chest, ed 9, Philadelphia, 2016, Elsevier.
Although the histology of esophageal cancer can differ, most studies have combined tissue types in exploring treatment options. The histology develops secondary to differing pathogenesis and causative agents with tumor biology likely playing a role through varying mutations. The likelihood of response and prognosis can differ as well. However, as there is a lack of data on how histology should dictate the treatment approach, we generally attack this cancer in a uniform manner as most studies have suggested the optimum benefit be obtained through a neoadjuvant chemoradiation approach followed by surgery when applicable in up to stage III disease.
Induction chemotherapy, given before chemoradiation for patients with locally advanced but still possibly resectable disease, has been administered with good results. However, no studies have shown this approach superior to chemoradiation alone. Standard fractionation 3D-RT is utilized in chemoradiotherapy.
Despite adequate preoperative staging, 25% of patients initially treated with surgical resection will have microscopically positive resection margins and are upstaged at the time of surgery. This has led to the majority of patients receiving neoadjuvant chemoradiotherapy as demonstrated in the CROSS Trial. The median disease-free survival for this group of patients was significantly prolonged as compared with the surgery-alone group. Death from recurrent cancer was decreased by 9% in the neoadjuvant group as well. The benefit of neoadjuvant therapy on survival was consistent regardless of histologic subtype.
For patients who receive no neoadjuvant therapy and undergo resection and are found to have positive margins or node-positive disease, adjuvant therapy is strongly recommended in an attempt to prevent progression. There is likely a benefit for chemoradiotherapy with positive margins, but the role of chemotherapy alone vs. chemoradiotherapy in node-positive patients is unclear. If combination therapy is likely to be tolerated, it should be considered.
The patient needs to stop smoking and drinking alcohol if at all possible. Before neoadjuvant or definitive chemoradiotherapy, the patient should have placement of an intravenous access device and a feeding tube (J-tube is preferable before surgical resection).
Two drugs have been approved for adenocarcinoma of the esophagus. Ramucirumab is a VEGF inhibitor, and trastuzumab is effective in cancers with overexpression of HER2. There is no apparent role for either drug in squamous cell carcinoma.
The majority of recurrences develop within 12 mo of diagnosis. Clinical monitoring, lab tests, imaging, and endoscopic evaluations where appropriate (especially in Barrett esophagus), are performed for postoperative surveillance, without clear benefit of earlier detection or decreased mortality. For patients who have undergone definitive therapy, endoscopic surveillance should be performed every 3 mo for the first yr, and then at least annually. Palliative procedures such as endoscopic dilation, endoscopic ablation, endoscopic mucosal resection, photodynamic therapy, brachytherapy, feeding tube insertion, or placement of expandable metal stents or polyvinyl prostheses to bypass tumors have all been used for unresectable patients. The morbidity and mortality associated with resection in patients with advanced disease and/or for palliation argues against offering surgery to most of these patients.
More than 50% of patients with esophageal cancer are diagnosed when the disease is metastatic or unresectable.