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  1. Supplemental Oxygen
  2. Supplemental oxygen should be administered to maintain Spo2 greater than 88% in both asthma and COPD. Asthma rarely leads to severe hypoxemia unless it is associated with another pulmonary condition such as lobar pneumonia or there is significant hypoventilation and hypercarbia. For patients with COPD, the administration of supplemental oxygen can lead to excessive hypercarbia, a condition termed hyperoxic hypercarbia. In addition to the well-known decrease in minute ventilation that can occur because of the relief of the patient’s hypoxic drive (or inducing sleep), it is thought that supplemental oxygen can cause hypercarbia by releasing CO2 from hemoglobin (Haldane effect), increasing dead-space fraction by releasing hypoxic pulmonary vasoconstriction in poorly ventilated areas (thus worsening V/Q mismatch) and causing bronchodilation from a direct effect of CO2 on the airway. When supplemental oxygen is given by face mask, these effects can be magnified because patients decrease their minute ventilation and entrain less air.

  3. Helium/Oxygen Gas Mixtures (Heliox)
  4. Helium is less dense than is nitrogen and has nearly the same viscosity; so, theoretically, a mixture of helium and oxygen should reduce turbulence in airways, thus allowing more gas for the same pressure gradient. In both asthma and COPD, helium-oxygen mixtures have been used with varying success. Studies have been inconclusive when using helium-oxygen delivered by face mask or by ventilator, and no definite conclusions can be made regarding its efficacy in either condition. Overall, the evidence appears weaker in COPD than in asthma, either for improving ventilation or when used to drive impact nebulizers. It should be noted that because of the differences in density of helium-oxygen mixtures versus nitrogen-oxygen mixtures, mechanical ventilator flow sensors need to be calibrated for helium-oxygen for proper functioning. A recent meta-analysis of 11 trials in adults and children of driving nebulizers with helium-oxygen mixtures appeared to show benefits in improvement of airflow limitation and hospital admission (number needed to treat to prevent one admission = 9) when given in the emergency room for acute asthma.

  5. Noninvasive Positive Pressure Ventilation
    1. Patients with COPD and asthma develop respiratory failure most often because of increased airway resistance and inefficient respiratory muscle mechanics from hyperinflation. Therefore, they cannot ventilate effectively. Noninvasive positive pressure ventilation (NPPV), delivered through a tight-fitting nasal or oronasal mask, has become an important tool for the prevention of intubation in many patients with respiratory failure. In obstructive lung disease, NPPV would be expected to dilate airways with the use of positive expiratory pressure and assist the inspiratory muscles with the use of positive inspiratory pressure.
    2. For exacerbations of COPD, the data clearly show efficacy for NPPV on mortality, need for intubation, treatment failure, and hospital stay. Studies have consistently shown that improvements in pH, Paco2, and respiratory rate are seen within the first hour of use. The number needed to treat to save one life with NPPV is 4, and the complications of the therapy are low. The indications for use in COPD exacerbations usually consist of patients with increased respiratory rate and hypercapnic respiratory failure. Contraindications are few, but consist of vomiting, unconsciousness, and inability to fit a mask to the patient’s face.
    3. NPPV has been used in asthma, but the studies are often small and potentially subject to publication bias. In a recent Cochrane Review, the authors conclude that given the paucity of data, the use of NPPV is controversial in this setting. Mortality from exacerbations of asthma is much lower than from exacerbations of COPD, so very large studies would be required to see any possible effect on mortality. To date, NPPV has not shown definitive efficacy on other important end points such as intubation, ICU length of stay, or hospital stay.
  6. Intubation
    1. Timing
      1. Compared with a few years ago, the availability of adjunct therapies such as helium-oxygen and NPPV has resulted in a postponement, on average, of the decision to intubate a patient with acute exacerbation of obstructive lung disease. Although adjunct therapies have spared patients from avoidable intubations, their increased use has also resulted in patients often having exhausted their respiratory reserve by the time the decision to intubate is taken.
      2. Consequently, signs of impending respiratory failure such as intercostal retraction during inspiration, asynchronous movement of the abdomen and rib cage, use of accessory respiratory muscles (eg, sternocleidomastoid and scalene muscles), inability to speak, altered mental status, and worsening hypercapnia or hypoxemia should prompt the decision to intubate. Most studies of NPPV have determined that improvements in signs of respiratory failure should be seen within the first 2 hours of use, and if these are not seen, intubation should be performed without delay.
      3. Although the specific intubation technique (eg, asleep direct or video laryngoscopy, awake or asleep fiberoptic intubation) is at the discretion of the individual provider, it is important to have an array of airway equipment readily available and a backup plan should the first intubation attempt fail. This is especially important given the low respiratory reserve of these patients.
    2. Hypotension
      1. After confirming intubation of the trachea with a CO2 sensor, the provider should resist the instinct to aggressively ventilate these patients. The presence of dynamic hyperinflation and the consequent impediment to venous return, as well as the abolition of inspiratory efforts that favored venous return and the increase in pulmonary vascular resistance due to positive pressure ventilation in patients who may have underlying pulmonary hypertension can all contribute to systemic hypotension.
      2. Vasopressors (eg, phenylephrine) and inotropic agents (eg, norepinephrine or epinephrine) should be readily available at the time of intubation to treat hypotension, as should IV fluids and proper IV access.
  7. Bronchoscopy
  8. For asthma, where increased mucus production is part of the pathophysiology of airway obstruction, it might seem that bronchoscopy would be a valuable tool, especially in patients on mechanical ventilation. In fact, there was initial enthusiasm for the use of bronchoscopy in asthma, but this was tempered by reports of bronchoscopy-induced bronchospasm in patients with asthma receiving bronchoscopy for reasons not necessarily related to their asthma. It was postulated that the severe bronchospasm was caused by mechanical stimulation of vagal afferents in the airway by the bronchoscope. A subsequent study found bronchospasm in only 1 of 10 patients with mild asthma undergoing bronchoscopy and no change in FEV1 after the procedure in any of the subjects. These subjects were pretreated with aminophylline before the procedure, and all had a history of only mild asthma. Subsequently, there have been multiple case reports of successful bronchoscopic lavage, sometimes with acetylcysteine or deoxyribonuclease (DNAse), to improve lung function among patients with asthma who are intubated. Overall, it appears from a limited number of cases that bronchoscopy with lavage in patients with asthma on mechanical ventilation is well tolerated and can result in improvements in lung mechanics. However, data are too limited to make any definitive conclusions about the role of bronchoscopy in the routine care of patients in the ICU with an asthma exacerbation. For respiratory failure caused by COPD, there has not been any study showing benefit with the use of bronchoscopy as a therapeutic tool.

  9. Mechanical Ventilation
  10. Mechanical ventilation aims to decrease the patient’s work of breathing and support gas exchange. Work of breathing is increased during acute exacerbation of asthma or COPD due to both increased resistive and elastic load. Airway narrowing increases resistive work, whereas air trapping and increased lung volumes increase elastic work. The latter occurs because expiratory flow obstruction and dynamic hyperinflation place the respiratory system on a less compliant part of its pressure-volume curve, thereby increasing the elastic component of the work of breathing. Ventilator management must balance the goal to achieve adequate oxygenation (Spo2 = 88%-92%) and ventilation with avoidance of further hyperinflation and barotrauma.

    1. Dynamic hyperinflation and auto-positive end-expiratory pressure
    2. Because of the increase in airway resistance and, in COPD, also compliance, the time constant of the respiratory system (equal to the product of resistance and compliance) is increased in patients with obstructive lung disease, especially during acute exacerbations. Consequently, the expiratory time may not be sufficient to allow complete lung emptying, resulting in an increase in end-expiratory lung volume above functional residual capacity (or equilibrium volume if positive end-expiratory pressure [PEEP] is applied). This is known as dynamic hyperinflation. Accordingly, alveolar pressure is higher than is the pressure at the airway opening at the end of expiration and this increase is termed “auto” (or “intrinsic”) PEEP. Note that although dynamic hyperinflation is always accompanied by auto-PEEP, auto-PEEP can also occur without hyperinflation or even at an end-expiratory volume lower than functional residual capacity in a subject who is actively exhaling. For example, patients with very low respiratory compliance and impending respiratory failure (eg, acute respiratory distress syndrome [ARDS]) may use the expiratory muscles to “push” the respiratory system below functional residual capacity at end exhalation, such that the first phase of the ensuing inspiration is passive because it is driven by the outer recoil of the respiratory system. This “work sharing” is a protective mechanism to partly unload the fatigued inspiratory muscles at the expense of the expiratory muscles.

      1. Clinical assessment of auto-positive end-expiratory pressure
      2. Signs of auto-PEEP include the following: (i) Inspiratory efforts by the patient that do not trigger the ventilator (patient-ventilator dyssynchrony) because auto-PEEP essentially acts as an additional pressure trigger; (ii) expiratory flow does not reach zero before the next inspiration. However, in the presence of flow limitation, end-expiratory flow can be minuscule despite significant auto-PEEP; or (iii) a biphasic expiratory flow pattern (sharp spike followed by almost a plateau at a very low flow rate) caused by rapid emptying of a small volume of gas from the large airways followed by a very slow emptying of distal alveoli.

      3. Measurement of auto-positive end-expiratory pressure
        1. Controlled mechanical ventilation: The easiest way to measure auto-PEEP in a patient whose muscles are relaxed is to perform an end-expiratory airway occlusion (Figure 21.1). The occlusion interrupts flow, allowing the pressure at the airway opening to equilibrate with alveolar pressure, so that what is being measured at the airway opening is the auto-PEEP. An occlusion lasting 3 to 5 seconds is usually sufficient to obtain a stable measurement of auto-PEEP. However, this method could underestimate the degree of auto-PEEP in patients with acute severe asthma because of complete closure of airways leading to lung units with the highest alveolar pressure. The alveolar pressure in these units would then not be transmitted to the proximal airway. This interpretation is consistent with the observation that the gas tracer delivered to alveoli through the bloodstream is retained in the alveolar airspace in acute asthma rather than being excreted by ventilatory efforts.
        2. Assisted breathing: In a patient with spontaneous respiratory efforts, measurement of auto-PEEP requires esophageal manometry. Auto-PEEP corresponds to the deflection in esophageal pressure from the start of the patient’s inspiratory effort to the start of inspiratory flow. In the absence of an esophageal balloon, a rough estimate of auto-PEEP can be obtained with an end-expiratory occlusion, provided the patient reaches a fairly relaxed state.
      4. Strategies to reduce dynamic hyperinflation
      5. Given that expiration is either passive or flow is not increased by activation of expiratory muscles in the presence of flow limitation, the only strategies to decrease dynamic hyperinflation at a given minute ventilation are (i) relief of bronchoconstriction (eg, β2-agonists); (ii) reduction of the inspiratory-to-expiratory time ratio, with ensuing prolongation of expiratory time; and (iii) possibly, use of a helium-oxygen gas mixture.

    3. Initial settings
      1. The fundamental concept in the initiation of mechanical ventilation in patients with acute exacerbation of asthma or COPD is to avoid aggressive ventilation, which can further worsen dynamic hyperinflation and cause barotrauma or cardiovascular collapse. Reasonable initial settings for most patients are a tidal volume of 6 to 8 mL/kg predicted body weight and respiratory rate of 8 to 12 breaths/min with 25% inspiratory time (ie, inspiratory-to-expiratory ratio of 1:3).
      2. If pressure-controlled ventilation is chosen, tidal volume should be closely monitored because it can decrease over time if airway resistance worsens and/or auto-PEEP increases. With volume-controlled ventilation, peak and plateau airway pressure should be closely monitored.
    4. Setting positive end-expiratory pressure
    5. There is no general agreement as to whether PEEP should be used in airflow obstruction. Part of this lack of consensus stems from the fact that whether PEEP has a beneficial or detrimental effect on respiratory mechanics in this setting depends on the underlying mechanism of auto-PEEP.

      1. Auto-positive end-expiratory pressure with airflow limitation
      2. When the underlying pathophysiologic mechanism for auto-PEEP is expiratory flow limitation, PEEP will not impair expiratory flow until the critical pressure at the “choke point” is reached. This pressure has been reported to range from 70% to 85% of auto-PEEP. Consequently, setting PEEP up to 70% of auto-PEEP measured at zero end-expiratory pressure will not cause substantial further hyperinflation and will instead decrease the work of breathing in a patient who is spontaneously breathing and decrease the pressure that the inspiratory muscles must generate to trigger the ventilator. In a patient on controlled, rather than assisted, ventilation, applying PEEP up to 70% of auto-PEEP may still be beneficial because it favors a more uniform distribution of tidal volume. In fact, the value of auto-PEEP measured with an end-expiratory pause is the average of many different values of individual respiratory units. When inspiration starts from zero end-expiratory pressure, units with the lowest auto-PEEP receive proportionally more tidal volume than those with the highest auto-PEEP, which start to inflate only later during inhalation. In this setting, PEEP acts as an “equalizer” of auto-PEEP within individual lung units, promoting more uniform distribution of ventilation and improved (V/Q) matching.

      3. Auto-positive end-expiratory pressure without airflow limitation
      4. If, instead, auto-PEEP is due to airflow obstruction without flow limitation (ie, there is no “flutter”/“waterfall” mechanism), then extrinsic PEEP will be transmitted all the way up to the alveoli and will result in further hyperinflation, increased (elastic) work of breathing, and hypotension.

      5. Detecting the presence of airflow limitation
      6. From the earlier discussion, it follows that the clinician must determine whether the patient is flow limited to decide whether and how much PEEP to apply. The classical method of obtaining isovolume pressure-flow curves by changing pressure at the airway opening while measuring flow at a given absolute lung volume has been applied in patients with COPD on mechanical ventilation. Signs indicative of expiratory flow limitation include the following: (i) a biphasic expiratory flow-volume curve showing a sharp peak expiratory flow that falls abruptly to a much lower flow (Figure 21.2), which then decreases linearly with exhaled volume at a very slow rate; (ii) the value of end-expiratory flow does not decrease substantially when expiratory time is prolonged, that is, even with very long expiratory times it is hard to reach zero flow; (iii) if PEEP is applied stepwise, inspiratory plateau pressure will not increase until the critical pressure threshold is achieved. This test can also be used to set PEEP at the highest value that will not cause a significant increase in plateau pressure when an end-expiratory hold button is not available; (iv) if an end-expiratory hold can be performed with the ventilator, stepwise application of PEEP will result in a decrease of auto-PEEP of similar magnitude to the increase in PEEP until flow limitation is reversed (usually 70%-85% of auto-PEEP at zero end-expiratory pressure).

    6. Permissive hypercapnia
    7. Permissive hypercapnia was originally conceived as a strategy for the ventilation of patients with acute severe asthma, in whom the goal was no longer to restore adequate alveolar ventilation and Paco2 but to limit airway pressures to avoid barotrauma (eg, pneumothorax) and cardiocirculatory failure. It is implemented by reduction of tidal volume to 4 to 6 mL/kg and reduction of respiratory rate with prolongation of expiratory time. Paco2 of 60 to 80 mm Hg and pH as low as 7.15 are considered acceptable in the absence of contraindications such as intracranial hypertension. The main side effects of this strategy are as follows:

      1. Need for deep sedation and, possibly, neuromuscular blockade to prevent patient-ventilator dyssynchrony. Propofol is a commonly used sedative with bronchodilating properties. Atracurium is a neuromuscular blocker with predictable pharmacokinetics, a feature than can be helpful because neuromuscular blockers should be titrated carefully in these patients who are usually on high doses of corticosteroids and hence prone to myopathy. Sedatives and paralytics also reduce CO2 production and hence dampen hypercapnia.
      2. Increased intracranial pressure due to cerebral vasodilation. Consequently, permissive hypercapnia is contraindicated in patients with preexisting intracranial lesions. Subarachnoid hemorrhage has been reported after institution of permissive hypercapnia for acute severe asthma.
  11. Extracorporeal membrane oxygenation and extracorporeal CO2removal
  12. For patients with acute severe asthma and hypoxemia or hypercapnia that is refractory to other therapies, extracorporeal membrane oxygenation (ECMO) or extracorporeal CO2 removal (ECCO2R) has been used successfully to maintain gas exchange. More recently, extracorporeal techniques have been used to allow early extubation, ambulation, and weaning and to prevent intubation in patients failing NPPV or awaiting lung transplantation.